Bí-kok chèng-koàn kau-e̍k uí-oân-hōe
Bí-kok tsìng-kuàn kau-i̍k uí-uân-huē ê ìn-tsiong | |
Teh Washington, D.C. Bí-kok tsìng-kuàn kau-i̍k uí-uân-huē ê tsóng-pōo | |
Agency overview | |
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Formed | 1934 nî 6 goe̍h 6 ji̍t |
Jurisdiction | Bí-kok lên-pang tsìng-hú |
Headquarters | Bí-kok Washington, D.C. |
Employees | 4,301 (2015)[1] |
Agency executive |
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Website |
www |
Bí-kok tsìng-kuàn kau-i̍k uí-uân-huē (ing-gú: U.S. Securities and Exchange Commission (SEC)) sī tsit-ê bí-kok tsìng-hú to̍k-li̍p ki-kòo , SEC sîng-li̍p teh 1929 Wall Street kóo-phiò pang-puâñ liáu-āu.[2][3][4] SEC ê tsú-iàu bo̍k-tik sī beh tsip-hîng tá-kik kóo-phiò tshī-tiûnn ê tshī-tiûñ tshuā-tshau .[5][6]:2
Tû-liáu tshòng-kèn i-ê 1934 tsìng-kuàn kau-i̍k huat tsi-guā, SEC koh tsip-hîng 1934 tsìng-kuàn huat , 1939 sìn-thok khè-iok huat , 1940 tâu-tsu kong-si huat , 1940 tâu-tsu kòo-būn huat , Sarbanes–Oxley huat hām kî-thañ huat-kui. SEC sī-iû 1934-nî tsìng-kuàn kau-i̍k-huat tē-4 tiâu (tsit-má pèn-uî 15 U.S.C. § 78d, thong-siông kiò-tsò Kau-i̍k huat hi̍k-tsiá 1934-nî huat-àn) lâi tshòng-kèn.[7]
Li̍k-sú
[siu-kái | kái goân-sí-bé]Li̍k-kài tsú-si̍k le̍t-tuañ
[siu-kái | kái goân-sí-bé]Tia̍t-sū | Siòng-phìñ | Señ-miâ | khû-khiā-tē | Jīm-kî | Jīm-bīng | ||
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Jīm-kî khai-sí | Jīm-kî ket-sok | Tsāi-uī kî-kan | |||||
1 | Joseph P. Kennedy Sr. | Massachusetts | 1934 la̍k-gue̍h 20 | 1935 káu-gue̍h 23 | 1 hoè ,85 kang | Roosevelt | |
2 | James M. Landis | Massachusetts | 1935 káu-gue̍h 23 | 1937 káu-gue̍h 15 | 1 hoè ,357 kang | Roosevelt | |
3 | William O. Douglas | Minnesota | 1937 peh-gue̍h 17 | 1939 sì-gue̍h 15 | 1 hoè ,241 kang | Roosevelt | |
4 | Jerome Frank | Illinois | 1939 gōo-gue̍h 18 | 1941 sì-gue̍h 9 | 1 hoè ,326 kang | Roosevelt | |
5 | Edward C. Eicher | Iowa | 1941 sì-gue̍h 9 | 1942 it-gue̍h 20 | 286 kang | Roosevelt | |
6 | Ganson Purcell | 1942 it-gue̍h 20 | 1946 la̍k-gue̍h 30 | 4 hoè ,161 kang | Roosevelt | ||
7 | James J. Caffrey | 1946 tshit-gue̍h 23 | 1947 tsa̍pjī-gue̍h 31 | 1 hoè ,161 kang | Truman | ||
8 | Edmond M. Hanrahan | New York | 1948 gōo-gue̍h 18 | 1949 tsa̍p-it-gue̍h 3 | 1 hoè ,169 kang | Truman | |
9 | Harry A. McDonald | 1949 tsa̍pit-gue̍h 4 | 1952 jī-gue̍h 25 | 2 hoè ,113 kang | Truman | ||
10 | Donald C. Cook | Michigan | 1952 jī-gue̍h 26 | 1953 la̍k-gue̍h 17 | 1 hoè ,111 kang | Truman | |
11 | Ralph H. Demmler | Pennsylvania | 1953 la̍k-gue̍h 27 | 1955 gōo-gue̍h 25 | 1 hoè ,332 kang | Eisenhower | |
12 | J. Sinclair Armstrong | New York | 1955 gōo-gue̍h 25 | 1957 la̍k-gue̍h 27 | 2 hoè ,33 kang | Eisenhower | |
13 | Edward N. Gadsby | Massachusetts | 1957 peh-gue̍h 20 | 1961 sann-gue̍h 26 | 3 hoè ,218 kang | Eisenhower | |
14 | William L. Cary | 1961 sann-gue̍h 27 | 1964 peh-gue̍h 20 | 3 hoè ,146 kang | Kennedy | ||
15 | Manuel F. Cohen | 1964 peh-gue̍h 20 | 1969 jī-gue̍h 22 | 4 hoè ,186 kang | Johnson | ||
16 | Hamer H. Budge | Idaho | 1969 jī-gue̍h 22 | 1971 it-gue̍h 2 | 1 hoè ,314 kang | Nixon | |
17 | William J. Casey | New York | 1971 sì-gue̍h 14 | 1973 jī-gue̍h 2 | 1 hoè ,294 kang | Nixon | |
18 | G. Bradford Cook | Nebraska | 1973 sann-gue̍h 3 | 1973 gōo-gue̍h 16 | 74 kang | Nixon | |
19 | Ray Garrett Jr. | Illinois | 1973 peh-gue̍h 6 | 1975 tsa̍p-gue̍h 28 | 2 hoè ,83 kang | Nixon | |
20 | Roderick M. Hills | California | 1975 tsa̍p-gue̍h 28 | 1977 sì-gue̍h 10 | 1 hoè ,164 kang | Ford | |
21 | Harold M. Williams | California | 1977 sì-gue̍h 18 | 1981 sann-gue̍h 1 | 3 hoè ,317 kang | Carter | |
22 | John S.R. Shad | 1981 gōo-gue̍h 6 | 1987 la̍k-gue̍h 18 | 6 hoè ,43 kang | Reagan | ||
23 | David Sturtevant Ruder | Illinois | 1987 peh-gue̍h 7 | 1989 káu-gue̍h 30 | 2 hoè ,54 kang | Reagan | |
24 | Richard C. Breeden | New York | 1989 tsa̍p-gue̍h 11 | 1993 gōo-gue̍h 7 | 3 hoè ,208 kang | Bush Sr. | |
25 | Arthur Levitt | New York | 1993 tshit-gue̍h 27 | 9, 2001 jī-gue̍h 9 | 7 hoè ,227 kang | Clinton | |
26 | Harvey Pitt | Harvey Pitt | New York | 2001 peh-gue̍h 3 | 2003 2gueh 18 | 1 hoè ,199 kang | Bush Jr. |
27 | William H. Donaldson | New York | 2003 jī-gue̍h 18 | 2005 la̍k-gue̍h 30 | 2 hoè ,132 kang | Bush Jr. | |
28 | Christopher Cox | California | 2005 peh-gue̍h 3 | 2009 it-gue̍h 20 | 3 hoè ,170 kang | Bush Jr. | |
29 | Mary Schapiro | New York | 2009 it-gue̍h 27 | 2012 tsa̍pjī-gue̍h 14 | 3 hoè ,322 kang | Obama | |
30 | Elisse B. Walter | New York | 2012 tsa̍pjī-gue̍h 14 | 2013 sì-gue̍h 10 | 117 kang | Obama | |
31 | Mary Jo White | New York | 2013 sì-gue̍h 10 | 2017 it-gue̍h 20 | 3 hoè ,285 kang | Obama | |
32 | Jay Clayton | Pennsylvania | 2017 gōo-gue̍h 4 | 2020 tsa̍pjī-gue̍h 23 | 3 hoè ,233 kang | Trump | |
33 | Gary Gensler | Maryland | 2021 sì-gue̍h 17 | Incumbent | 3 hoè ,119 kang | Biden |
Tsoo-tsit kà-kòo
[siu-kái | kái goân-sí-bé]Bí-kok tsìng-kuàn kau-i̍k uí-uân-huē iû 5-miâ uí-guân sóo tsoo-sîng--ê, jīm-hô tan-it tsìng-tóng tsiàm-iú ê si̍k-tshù bē-sái tsē-kuè 3-si̍k. Tsit-má ê tsú-si̍k sī-iû bí-kok tsìng-hú kuañ-uân hām tsiân tâu-tsu gîn-hâng-ka Gary Gensler tam-jīm. Kî-thañ uí-guân si-iû nn̄g-uī kiōng-hô-tóng jîn hām nn̄g-uī bîn-tsú-tóng jîn lâi tam-jīm.
Tsù-kái
[siu-kái | kái goân-sí-bé]- ↑ FY 2017 Congressional Budget Justification (PDF). U.S. Securities and Exchange Commission. 2016. p. 14.
- ↑ Van Loo, Rory (2018-08-01). "Regulatory Monitors: Policing Firms in the Compliance Era". Faculty Scholarship.
- ↑ "History Associates Details the Evolution of Securities Market Structure in New Online Exhibit". History Associates. 28 April 2019 khòaⁿ--ê.
- ↑ Organization of the SEC U.S. Securities and Exchange Commission
- ↑ SEC (June 10, 2013). "What We Do". SEC.gov. U.S. Securities and Exchange Commission. 2017-03-24 khòaⁿ--ê.
- ↑ Hirst, Scott (2018-07-01). "The Case for Investor Ordering". The Harvard Law School Program on Corporate Governance Discussion Paper. No. 2017-13.
- ↑ "Securities and Exchange Commission (SEC) - Overview, History & Setup". Corporate Finance Institute (ēng Eng-gí). 2021-04-16 khòaⁿ--ê.
Tsham-ua̍t
[siu-kái | kái goân-sí-bé]- Bí-kok hoat-tián tē-15 phiⁿ (Bí-kok huat-tián tē-15 tsit-phiñ/Title 15 of the United States Code)
Piáu-kik
[siu-kái | kái goân-sí-bé]- SEC pī-àn (SEC filing)
Guā-pōo lên-ket
[siu-kái | kái goân-sí-bé]
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