KR20090033191A - System and method for controlling information supplied from memory device - Google Patents

Abstract

A memory storing public and confidential information is removably connected to a host device. General information on data stored in memory devices is accessible to the host device without authentication. Only a portion of confidential information stored in the memory device is accessible through the host device to an authenticated entity, where the entity has access rights to such portion. The entity is not able to access other portions of confidential information to which it has no rights. The public and confidential information is stored in a non-volatile storage medium, and a controller controls the supply of information. Preferably, the non-volatile storage medium and the controller are enclosed in a housing.

Description

System and method for controlling information supplied from a memory device {SYSTEM AND METHOD FOR CONTROLLING INFORMATION SUPPLIED FROM MEMORY DEVICE}

Cross Reference to Related Application

This application claims the benefit of US Provisional Application 60 / 819,507, filed on July 7, 2006.

This application is related to US application 11 / 313,870, filed December 20, 2005, which claims the benefit of US provisional application 60 / 638,804, filed December 21, 2004. This application is further related to US application Ser. No. 11 / 314,411, filed December 20, 2005; This application is further related to US application Ser. No. 11 / 314,410, filed December 20, 2005; This application is further related to US application Ser. No. 11 / 313,536, filed December 20, 2005; This application is further related to US application Ser. No. 11 / 313,538, filed December 20, 2005; This application is further related to US application Ser. No. 11 / 314,055, filed December 20, 2005; This application is further related to US application Ser. No. 11 / 314,052, filed December 20, 2005; This application is further related to US application Ser. No. 11 / 314,053, filed December 20, 2005.

This application is described in US application Ser. No. 11 / 557,028 to Holtzman et al. Filed on November 6, 2006, entitled " Content Control Method Using Certificate Chains "; United States Application 11 / 557,010 to Holtzman et al. Filed November 6, 2006, entitled " Content Control System Using Certificate Chains "; United States Application 11 / 557,006 to Holtzman et al. Entitled “Content Control Method Using Certificate diamondcation Lists” filed November 6, 2006; United States Application 11 / 557,026 to Holtzman et al., Filed on November 6, 2006, entitled " Content Control System Using Certificate diamondcation Lists "; United States Application 11 / 557,049 to Holtzman et al. Entitled “Content Control Method Using Versatile Control Structure”, filed November 6, 2006; US Application 11 / 557,056 to Holtzman et al., Entitled “Content Control System Using Versatile Control Structure”, filed November 6, 2006; U.S. Application No. 11 / 557,052 to Holtzman et al. Entitled "Method for Controlling Information Supplied From Memory Device", filed Nov. 6, 2006; United States Application 11 / 557,051 to Holtzman et al. Entitled “System for Controlling Information Supplied From Memory Device”, filed November 6, 2006; United States Application 11 / 557,041 to Holtzman et al. Entitled “Control Method Using Identity Objects” filed November 6, 2006; US application 11 / 557,039 to Holtzman et al., Entitled "Control System Using Identity Objects," filed November 6, 2006.

The applications listed above are hereby incorporated by reference in their entirety, as if fully set forth herein.

This invention relates generally to memory systems, and more particularly to a memory system with multifunctional content control features.

Storage devices such as flash memory cards have become the storage medium of choice for storing digital content such as photographs. Flash memory cards can also be used to distribute other types of media content. In addition, a growing variety of host devices, such as media players such as computers, digital cameras, cell phones, personal digital assistants and MP3 players, now render media content stored on flash memory cards. Have the power. Accordingly, flash memory cards as well as other types of mobile storage devices have great potential to be widely used vehicles for distributing digital content.

Since an increasing amount of confidential and public information is being stored on storage devices, it is possible to determine what type of information is available depending on the status of the querying entity. It is preferable. Accordingly, it would be desirable to provide an improved system for providing confidential and public information to these entities depending on the state of the entities.

Because an increasing amount of confidential and public information is being stored on the storage devices, it is desirable to be able to determine what type of information is available according to the state of the querying entity. Thus, in one embodiment of the invention, the memory device is detachably connected to the host device. Public information is supplied by the memory device in response to a general information query sent by the entity from the host device. Access to confidential information stored in the memory device is controlled by the control data structure. In response to a discretionary information query sent by an authenticated entity, the memory device supplies only the portion of the confidential information that is permitted to such authenticated entity to access by the control data structure. Even when authenticated, the entity is allowed to access only the portion of the confidential information authorized by the control data structure. Therefore, the access control method is flexible so that only those parts of the confidential information that are allowed can be accessed by these entities without allowing different entities to access other portions of the confidential information.

All patents, patent applications, articles, books, specifications, standards, other publications, documents, and materials cited herein are hereby incorporated by reference in their entirety for all purposes. To the extent that there is any inconsistency or conflict in the definition or use of a term between any of the publications, documents or materials included and the text of this document, the definition or use of the term will be used in this document.

1 is a block diagram of a memory system in communication with a host device useful for illustrating this invention.

2 is a schematic diagram of non-encrypted and encrypted files stored in different partitions and different partitions of a memory, where access to certain partitions and encrypted files illustrates different embodiments of the invention. A diagram controlled by useful access policies and authentication procedures.

3 is a schematic diagram of a memory illustrating different partitions in the memory.

4 is a schematic diagram of file location tables for different partitions of memory shown in FIG. 3 in which some files in partitions are encrypted, useful for illustrating different embodiments of the invention.

5 is a schematic diagram of access control records and associated key references in a group of access controlled records useful for illustrating different embodiments of the invention.

6 is a schematic diagram of tree structures formed by access controlled record groups and access controlled records useful for illustrating different embodiments of the invention.

7 is a schematic diagram of a tree showing three hierarchical trees of record controlled access groups to illustrate the process of forming trees.

8A and 8B are flow diagrams illustrating processes performed by a memory device, such as a host device and a memory card, for creating and using a system access control record.

9 is a flow diagram illustrating a process of using system access control records to create a group of access controlled records useful for illustrating different embodiments of the invention.

10 is a flowchart illustrating a process for creating an access control record.

11 is a schematic diagram of two access control record groups useful for illustrating a particular application of a hierarchical tree.

12 is a flow diagram illustrating a process for delegation of certain rights.

13 is a schematic diagram of an access control record group and an access control record to illustrate the delegation process of FIG. 12;

14 is a flow diagram illustrating a process for generating a key for purposes of encryption and / or decryption.

15 is a flow diagram illustrating a process for removing access rights and / or permission for data access in accordance with an accessed controlled record.

16 is a flow diagram illustrating a process for requesting access when access rights and / or access permission have been deleted or expired.

17A and 17B are schematic diagrams illustrating the organization of a rule structure for authentication and policies for granting access to cryptographic keys useful for illustrating different embodiments of the invention.

18 is a block diagram of a database structure illustrating an alternative method for controlling access to protected information in accordance with policies.

19 is a flow diagram illustrating authentication processes using passwords.

20 illustrates a number of host certificate chains.

21 illustrates multiple device certificate chains.

22 and 23 are protocol diagrams illustrating processes for one-way and mutual authentication methods.

Figure 24 is a certificate chain diagram useful for illustrating different embodiments of the invention.

FIG. 25 shows an indication that a certificate is the last certificate in a certificate chain to illustrate another embodiment of the invention, showing information in the control sector preceding the certificate buffer sent by the host to send the last certificate to the memory device. Example table.

26 and 27 are flow charts illustrating card and host processes, respectively, for authentication methods in which a memory card is authenticating a host device.

28 and 29 are flow charts illustrating card and host processes, respectively, for authentication methods in which a host device authenticates a memory card.

30 and 31 are flow charts illustrating processes respectively performed by a host device and a memory device when a certificate revocation list stored in a memory device is retrieved by the host device to illustrate one or more embodiments of the invention.

32 is a certificate revocation list diagram showing fields in a list to illustrate another embodiment of the invention.

33 and 34 are flow charts illustrating card and host processes, respectively, for verifying credentials using certificate revocation lists.

35 is a flow diagram illustrating card processes for a card for signing data sent to a host and decrypting data from the host.

36 is a flowchart illustrating host processes when the card signs data sent to the host.

37 is a flow diagram illustrating host processes when the host sends encrypted data to a memory card.

38 and 39 are flow charts illustrating processes for general information and discrete information queries, respectively.

40A is a functional block diagram of a system structure in a memory device (such as a flash memory card) connected to a host device to illustrate an embodiment of the invention.

40B is a functional block diagram of internal software modules of the SSM core of FIG. 40A.

41 is a block diagram of a system for generating a one time password.

FIG. 42 is a functional block diagram illustrating one time password (OTP) seed supply and OTP generation. FIG.

Fig. 43 is a protocol diagram illustrating a seed supply phase.

Fig. 44 is a protocol diagram illustrating a one time password generation phase.

45 is a functional block diagram illustrating a DRM system.

FIG. 46 is a protocol diagram illustrating a process for license provision and content download when a key is provided with a license object. FIG.

47 is a protocol diagram illustrating a process for playback operation.

FIG. 48 is a protocol diagram illustrating a process for license provision and content download when a key is not provided with a license object. FIG.

The drawings illustrate features in various embodiments of aspects of the invention. For simplicity of explanation, the same components are denoted by the same reference numerals in this application.

A memory system in which various aspects of the present invention may be implemented is illustrated by the block diagram of FIG. 1. As shown in FIG. 1, the memory system 10 includes a central processing unit (CPU) 12, a buffer management unit (BUM) 14, a host interface module (HIM) 16, and a flash interface module (FIM). 18, flash memory 20 and peripheral access module 22. Memory system 10 communicates with host device 24 via host interface bus 26 and port 26a. The flash memory 20, which may be of the NAND type, may be a digital camera, a personal computer, a personal digital assistant, a digital media player such as an MP-3 player, a cell phone, a set-top box, or other host device, which may be a digital device or device. Provide data storage for 24. Software code for the CPU 12 may also be stored in the flash memory 20. FIM 18 connects to flash memory 20 via flash interface bus 28 and port 28a. HIM 16 is suitable for connecting to a host device. Peripheral access module 22 selects suitable controller modules, such as FIM, HIM, and BMU, for communication with CPU 12. In one embodiment, all the components of the system 10 in the dashed box may be embedded within a single unit and encapsulated, such as in a memory card or stick 10 '. Since the memory system 10 is detachably connected to the host device 24, the content in the system 10 can be accessed by many different host devices.

In the following description, memory system 10 may also be referred to as memory device 10 or simply as a memory device or device. Although the invention is illustrated with reference to flash memories, the invention is applicable not only to all other types of rewritable nonvolatile memory systems, but also to other types of memories such as magnetic disks, optical CDs.

The buffer management unit 14 includes a host direct memory access (HDMA) 32, a flash direct memory access (FDMA) 34, an arbiter 36, a buffer random access memory (BRAM) 38, and cryptography. An engine 40. The arbiter 36 can be active at any time, with only one master or docker (which can be HDMA 32, FDMA 34, or CPU 12) active at any time and the slave or target being a shared bus that makes the BRAM 38 available. It is an arbitrator. The arbitrator is responsible for channeling the appropriate canister request to the BRAM 38. The HDMA 32 and the FDMA 34 handle data transferred between the HIM 16 and the FIM 18 and the BRAM 38 or the CPU random access memory (CPU RAM) 12a. The operation of HDMA 32 and FDMA 34 is conventional and need not be described in detail herein. The BRAM 38 is used to store data transferred between the host device 24 and the flash memory 20. The HDMA 32 and the FDMA 34 indicate data transfer and sector completion between the HIM 16 / FIM 18 and the BRAM 38 or the CPU RAM 12a.

In one embodiment, memory system 10 generates key value (s) used for encryption and / or decryption, which value (s) indicates that external devices, such as host device 24, are substantially inaccessible. desirable. Alternatively, the key value may be generated outside of the system 10, such as by a license server and sent to the system 10. Regardless of how the key value is generated, once the key value is stored in the system 10, only authorized entities will be able to access the key value. However, since the host device reads and writes data in the form of files to the memory system 10, encryption and decryption are typically done on a file-by-file basis. Like many other types of storage devices, memory device 10 does not manage files. The memory 20 stores a file allocation table (FAT) in which logical addresses of files are identified, so that the FAT is typically accessed and managed by the host device 24 rather than the controller 12. Therefore, in order to encrypt the data in a particular file, the controller 12 must rely on the host device to send the logical addresses of the data in the file in memory 20, so that the data in the specific file can only be used by system 10. Key value (s) can be found, encrypted and / or decrypted by the system.

In order to provide a way for both the host device 24 and the memory system 10 to refer to the same key (s) to cryptographically process data in files, the host device is created on or in the system 10. Provides a reference to each of the key values sent by the user, where such reference may simply be a key ID. Accordingly, host 24 associates each file that is cryptographically processed by system 10 to a key ID, and system 10 associates each key value that is used to cryptographically process data to the key provided by the host. Associate with ID Thus, when the host requests that the data be cryptographically processed, it will send a request to the system 10 along with the key ID along with the logical addresses of the data fetched from or stored in the memory 20. System 10 generates or receives key values, associates key IDs provided by host 24 to these values, and performs cryptographic processing. Accordingly, any change in the way the memory system 10 operates while still allowing the memory system 10 to fully control the cryptographic processing using the key (s), including exclusive access to the key value (s). There is no need to do it. That is, once key values are stored or generated in system 10, the system continues by allowing host 24 to take exclusive control of the FAT, while maintaining exclusive control for management of key value (s) used for cryptographic processing. To manage the files. The host device 24 is independent of the management of the key value (s) used for the cryptographic processing of data after the key value (s) are stored in the memory system 10.

The key ID provided by the host 24 and the key value sent to or generated by the memory system form the amount of two attributes, referred to as " content encryption key " or CEK, in one of the embodiments below. While host 24 may associate each key ID with one or more files, host 24 may associate each key ID with unorganized data or with the data organized in any way, but not with complete. It is not limited to data organized into files.

In order for a user or application to be able to access protected content or areas within the system 10, it may need to be authenticated using credentials previously registered with the system 10. Credentials are tied to authorized access rights for specific users or applications with these credentials. In the pre-registration process, the system 10 stores a record of the identity and credentials of the user or application, and the access rights determined by the user or application and associated with those identity and credentials provided by the host 24. do. After the pre-registration is completed, when the user or application requests to write the data to the memory 20, the host device is supplied with its identity and credentials, the key ID for encrypting the data, and the logical addresses where the encrypted data will be stored. It will be necessary to provide it through. The system 10 generates or receives a key value and associates it with the key ID provided by the host device and stores the key ID for the key value used to encrypt the data to be written in a record or table for this user or application. do. The system then encrypts the data and stores the encrypted data, as well as key values generated or received by the system, at addresses specified by the host.

When a user or application requests reading encrypted data from memory 20, it identifies its identity and credentials, the key ID for the key previously used to encrypt the requested data, and the logical addresses where the encrypted data is stored. It will be necessary to provide. The system 10 will then match the user or application identity and credentials provided by the host with those stored in its record. If they match, the system 10 fetches the key value associated with the key ID provided by the user or application from its memory, decrypts the data stored at the addresses specified by the host device using the key value and decrypts the decrypted data by the user or Send to the application.

By separating the authentication credentials from the management of the keys used for cryptographic processing, it is possible to share the rights to access data without sharing the credentials. Thus, a group of users or applications with different credentials can access the same keys to access the same data, while users outside this group cannot. All users or applications in the group may access the same data, but they may still have different rights. Accordingly, some may only have read access, others may only have write access, and others may have both. Since system 10 maintains a record of users or application identities and credentials, the key IDs they can access, and the associated access rights to each of the key IDs, system 10 generates the key IDs. Add or delete or change access rights associated with these key IDs for specific users or applications, delegate access to one user or application to another user or application, or delete records or tables for users or applications Alternatively, it is possible to add, all of which are controlled by suitably authorized host devices. The stored record may specify that a secure channel is needed to access certain keys. Authentication may be done using symmetric or asymmetric algorithms as well as passwords.

The portability of secure content in the memory system 10 is particularly important. In embodiments where access to key values is controlled by the memory system, the security of the content stored therein is maintained when the memory system or storage device carrying the system is moved from one external system to another. Whether the key is generated by the memory system or originates outside the memory system, external systems cannot access this content in system 10 unless they are authenticated in a way that is fully controlled by the memory system. Even after such authentication, access is fully controlled by the memory system, and external systems can only access it in a controlled manner according to records preset in the memory system. If the request does not comply with these records, the request will be rejected.

In order to provide greater flexibility in protecting content, it is contemplated that certain areas of memory, referred to hereinafter as partitions, can only be accessed by suitably authorized users or applications. When combined with the aforementioned features of key-based data encryption, system 10 provides greater data protection. As shown in FIG. 2, the flash memory 20 may have a storage capacity divided into a user area or a partition and custom partitions as a plurality of partitions. A user area or partition (PO) can be accessed by all users and applications without authentication. All bit values of data stored in the user area can be read or written by any application or user. If the read data is encrypted, a user or application that is not authorized to decrypt is represented by the bit values stored in the user area. You will not be able to access the information. This is illustrated, for example, by the files 102, 104 stored in the user area PO. The user area also stores unencrypted files, such as 106, which can be read and understood by all applications and users. Accordingly, encrypted files are symbolically shown with locks associated with them, such as for files 102 and 104.

Although encrypted files in the user area P0 cannot be understood by unauthorized applications or users, these applications or users may still delete or corrupt the file, which may not be desirable for some applications. . For this purpose, the memory 20 includes protected custom partitions, such as partitions P1 and P2, which cannot be accessed without prior authorization. The authentication process allowed in the embodiments in this application is described below.

As also shown in FIG. 2, various users or applications can access files in memory 20. Accordingly, User 1 and User 2, applications 1-4 (operating on devices) are shown in FIG. 2. Before these entities are allowed to access protected content in memory 20, they are first authenticated by the authentication process in a manner described below. In this process, the entity requesting access needs to be identified at the host side for role-based access control. Accordingly, it identifies itself by supplying information such as "I am Application 2 and want to read File 1", for example, an entity requesting access. The controller 12 then matches the identity, authentication information, and request to the memory 20 or the record stored in the controller 12. If all requirements are met, access to this entity is granted. As shown in FIG. 2, user 1 is allowed to read from and write to files 101 in partition P1, but user 1 has unrestricted rights to read from and write to files 106 in P0. In addition, only files 102 and 104 can be read. On the other hand, user 2 is not allowed to access files 101 and 104 but has read and write access to file 102. As shown in FIG. 2, User 1 and User 2 have the same login algorithm (AES), but Applications 1 and 3 have different login algorithms (eg, RSA and 001001) that are different from User 1 and User 2, respectively. .

Secure Storage Application (SSA) illustrates an embodiment of the invention that is a secure application of memory system 10 and that can be used to implement many of the features mentioned above. The SSA can be realized as software or computer code with a database stored in the memory 20 or in a nonvolatile memory (not shown) in the CPU 12, read in the RAM 12a and executed by the CPU 12. The acronyms used in connection with SSA are shown in the table below.

Definitions, Acronyms and Abbreviations

ACR Access control records AGP ACR Group CBC Chain block cipher CEK Content encryption key ECB Electronic codebook ACAM ACR Property Management PCR Admission control record SSA Secure storage applications substance Any that logs in to the SSA and thus has an actual individual presence (host side) using its functions.

SSA system description

Data security, integrity and access control are the main roles of the SSA. Data is obviously files that would otherwise have been stored on some kind of mass storage device. The SSA system provides security functions through secure data structures described below by adding a protective layer for the stored host files that sits on top of the storage system.

The main task of the SSA is to manage the different rights associated with stored (and secured) content in memory. The memory application needs to manage content rights for a plurality of users and a plurality of stored content. Host applications identify file allocation tables (FAT) on their side that manage and describe the drives and partitions that these applications can know, and the locations of files stored on the storage device.

The storage device in this case uses a NAND flash chip divided into partitions, but other mobile storage devices may also be used and are within the scope of this invention. These partitions are contiguous threads of logical addresses where the start and end addresses define their boundaries. Therefore, if desired, constraints on access to hidden partitions may be imposed by software (such as software stored in memory 20) that associates this constraint with addresses within these boundaries. Partitions can be fully recognized by the SSA by those partitions managed by the SSA. SSA systems use partitions to physically secure data from unauthorized host applications. For the host, partitions are a mechanism for defining exclusive spaces to store data files. These partitions can access the storage device, which can be public, where anyone can see and know the existence of the partition on the device, or a private or public where only selected host applications can access and know their presence in the storage device. It may be hidden.

3 is a schematic diagram of a memory showing P0, P1, P2, and P3 (obviously fewer or more partitions may be employed) as partitions of the memory, where P0 may be accessed by any entity without authentication; This is a public partition.

Private partitions (such as Pl, P2 or P3) hide access to files within them. By preventing the host from accessing the partition, the flash device (eg flash card) transfers protection of the data files to the partition. However, this kind of protection includes all files residing in the hidden partition by imposing restrictions on access to data stored at logical addresses in the partition. That is, constraints are associated with a range of logical addresses. All users / hosts who have access to this partition will have unlimited access to all files inside. To separate different files from each other—or from multiple groups of files—the SSA system uses keys and key references or key IDs with different levels of security and integrity for each file—or multiple groups of files. To provide. The key reference or key ID of a particular key value used to encrypt data at different memory addresses may be similar to a container or domain containing encrypted data. For this reason, in FIG. 4, the key reference or key IDs (eg, “key 1” and “key 2)” are graphical as areas surrounding the files encrypted using the key values associated with the key IDs. Has been shown.

Referring to FIG. 4, for example, file A is shown as not surrounded by any key ID, so that all entities can access it without any authentication. Although File B in the public partition can be read or overwritten by all entities, it contains data encrypted with a key with ID "Key 1", so that the information contained in File B can be accessed by the entity. If not, these entities are not accessible. Thus using key values and key references or key IDs provides only logical protection, as opposed to the type of protection provided by the partition described above. Therefore, any host that can access a partition (public or private) can read or write data to the entire partition, including encrypted data. But because the data is encrypted, unauthorized users can only alter it. It is preferable that they can be detected when data is changed. By restricting access to encryption and / or decryption keys, this feature can allow only authorized entities to use the data. Files B and C are encrypted using a key with key ID "key 2" at P0.

Data confidentiality and integrity can be provided through symmetric encryption methods using CEK, one for each content encryption keys (CEK). In the SSA embodiment, key values in CEKs are generated or received by a flash device (eg, flash card), used only internally, and maintained as secrets from the outside world. Data encrypted or ciphered may be hashed or ciphers are chained to ensure data integrity.

Not all data in the partition is encrypted by different keys and associated with different key IDs. Some logical addresses in public or user files or operating system areas (ie FAT) may not be associated with any key or key reference and thus can use any entity that can access the partition itself.

Entities that require the ability to create keys and partitions, as well as write and read data from partitions or use keys, need to log in to the SSA system via an access control record (ACR). The privileges of an ACR in an SSA system are called actions . Every ACR may have permission to perform the following three categories: creating partitions and keys / key IDs, accessing partitions and keys, and creating / upgrading other ACRs.

ACRs are organized into groups called ACR groups or AGPs. Once the ACR is successfully authenticated, the SSA system opens a session that allows any of the ACR's tasks to be executed. ACRs and AGPs are secure data structures used to control access to partitions and keys in accordance with policies.

user partition (field)

The SSA system manages one or more public partitions, also called user partition (s). This partition is a partition or partitions that reside on the storage device and can be accessed through the standard read and write commands of the storage device. Getting information about the size of the partition (s) as well as the existence of the partition on the device cannot be hidden from the host system.

The SSA system makes this partition (s) accessible via standard write read commands or SSA commands. Therefore, accessing a partition is preferably not limited to specific ACRs. However, the SSA system can allow host devices to restrict access to the user partition. Read and write accesses can be individually activated / deactivated. All four combinations (eg write-in, read-out (write-protect), read and write and no access) are allowed.

The SSA system allows ACRs to associate key IDs to files in a user partition and to encrypt individual files using the keys associated with these key IDs. In addition to setting access rights to partitions, accessing encrypted files in user partitions will be done using the SSA instruction set. The above features also apply to data not organized into files.

SSA Partitions

These are hidden (from unauthorized parties) partitions that can only be accessed via SSA commands. The SSA system will preferably prevent the host device from accessing the SSA partition, in addition to via a session established below by logging on to the ACR. Likewise, preferably the SSA will not provide information about the existence, size, and access permissions of the SSA partition, unless this request does not come through an established session.

Access rights to partitions are derived from ACR permissions. Once the ACR is logged in to the SSA system, the partition can be shared with other ACRs (described below). When a partition is created, the host provides a reference name or ID (eg, P0-P3 in FIGS. 3 and 4) for the partition. This reference is used in subsequent read and write commands of the partition.

Save device partition

All available storage of the device is preferably allocated to the user partition and the currently configured SSA partitions. Therefore, any repartition operation can involve reorganization of existing partitions. The net change in device capacity (sum of sizes of all partitions) will be zero. The IDs of partitions in the device memory space are defined by the host system.

The host system can repartition existing partitions into two smaller partitions, or merge two existing partitions (which may or may not be neighbors) into one. Data in partitioned or coalesced partitions can be erased or left at the discretion of the host.

Strict constraints on repartitioning are managed by the SSA system because repartitioning of a storage device can cause loss of data (either because it has been erased or moved out of the storage device's logical address space). Only the ACR residing at the root AGP (described below) is allowed to issue a repartition command and can only reference partitions owned by it. Because the SSA system does not know how data is organized in partitions (FAT or other file system structure), it is the host's duty to reconstruct these structures whenever the device is repartitioned.

Repartitioning the user partition will change the size and other attributes of this partition as seen by the host OS.

After repartitioning, it is the responsibility of the host system to ensure that no ACR in the SSA system references non-existent partitions. If these ACRs are not deleted or upgraded appropriately, subsequent attempts to access non-existing partitions on behalf of these ACRs will be detected and rejected by the system. Regarding deleted keys and key IDs, similar care is taken.

Keys, keys ID And logic protection

When a file is written to some hidden partition, it is hidden from the general public. However, once an entity (hostile or not) can know and access this partition, the file becomes available and easy to view. In order to make the file more secure, the SSA can encrypt it in the hidden partition, where credentials for accessing the key to decrypt the file are preferably different from those for accessing the partition. Due to the fact that files are fully controlled and managed by the host, it is problematic to associate a CEK with a file. Linking the file to something the SSA receives, that is, the key ID, eliminates this. Thus, when a key is generated by the SSA, the host associates the key ID for it with the data encrypted using the key generated by the SSA. If a key is sent to the SSA with a key ID, the key and key ID can be easily associated with each other.

Key values and key IDs provide logical security. Regardless of the location of a given key ID, all associated data is ciphered with the same key value in the content encryption key (CEK) with a reference name or key ID that is uniquely provided in generation by the host application. If an entity wants to gain access to the hidden partition (by authenticating via ACR) and read or write an encrypted file in this partition, it needs to be able to access the key ID associated with the file. When granting access to the key for this key ID, the SSA loads the key value into the CEK associated with this key ID, decrypts it before sending it to the host, or decrypts it before writing the data to flash memory 20. Encrypt it. In one embodiment, the key value in the CEK associated with the key ID is randomly generated once by the SSA system and maintained by this SSA system. Nothing outside the SSA system knows this key value in the CEK and cannot access it. The outside world only provides and uses references or key IDs, not key values in the CEK. The key value is wholly managed by the SSA and preferably only accessible by it. Alternatively, the key may be provided to the SSA system.

The SSA system uses any of the following cipher modes (user defined) to protect the data associated with the key ID (as well as the key values in the CEKs, the actual cryptographic algorithms used are system controlled and not visible to the outside world). ).

Block Mode-Data is divided into blocks, each of which is individually encrypted. This mode is less secure and generally vulnerable to dictionary attacks. However, this will allow users to randomly access any of the data blocks.

Chained mode-Data is divided into blocks, which are chained during the encryption process. Every block is used as one of the inputs to the encryption process of the next block. In this mode, although the data is considered to be more secure, the data is written and read sequentially from beginning to end, causing overhead that users may not be able to accept.

Hashed-chain mode with additional generation of data digests that can be used to validate data integrity

ACRs and Access Control

The SSA is designed to handle these plurality of applications in which each of the plurality of applications is represented as a tree of nodes in the system database. Mutual exclusion between applications is achieved by eliminating any crosstalk between tree branches.

In order to be able to access the SSA system, an entity needs to establish a connection through one of the system's ACRs. Login procedures are managed by the SSA system according to the definitions in the ACR the user chooses to connect to.

ACR is an individual login point to the SSA system. ACR maintains login credentials and authentication methods. Also resident in the record are login permissions in the SSA system, among which are read and write privileges. This is illustrated in FIG. 5, which shows n ACRs in the same AGP. This means that at least some of the n ACRs can share access to the same key. Accordingly, ACR # 1 and ACR #n share access to the key with key ID "key 3", where ACR # 1 and ACR # n are ACR IDs, and "key 3" is assigned to "key 3". Key ID for the key used to encrypt the associated data. The same key may be used to encrypt and / or decrypt multiple files, or multiple sets of data.

The SSA system supports several types of logins to the system, where the authentication algorithms and user credentials may differ, since the user may be the user's privileges in the system once the user has successfully logged in. Again, Figure 5 shows different login algorithms and credentials. ACR # 1 specifies the password login algorithm and password as credentials, while ACR # 2 specifies the PKI (public key infrastructure) login algorithm and public key as credentials. Accordingly, in order to log in, the entity will need to present a valid ACR ID as well as the correct login algorithm and credentials.

Once an entity is logged in to an ACR of an SSA system, its permissions-the permissions to use SSA commands-are defined in an authorization control record (PCR) associated with the ACR. In Fig. 5, ACR # 1 grants a read-out permission to data associated with "key 3", and ACR # 2 grants permission to read and write data associated with "key 5" according to the shown PCR.

Different ACRs may share common interests and privileges in the system, such as in keys to read and write. To accomplish this, ACRs with something in common are grouped into AGPs-ACR groups. Accordingly, ACR # 1 and ACR #n share access to the key with key ID "key 3".

ACRs preferably correspond to their key IDs / partitions, except that AGPs and ACRs within them are organized in hierarchical trees and thus generate security keys that keep sensitive data secure. To create other ACR entries. These ACR children will have permissions equal to or less than their father-generator, and the children can be given permissions for keys generated by the secondary ACR itself. Needless to add, child ACRs gain access permissions to any key they generate. This is shown in FIG. Accordingly, all ACRs in AGP 120 have been created by ACR 122 and two of these ACRs inherit permission (s) from ACR 122 to access data associated with “key 3”.

AGP

Logging in to the SSA system is done by specifying AGP and ACR in AGP.

Every AGP has a unique ID (reference name), which is used as an index for its entry in the SSA database. When an AGP is created, an AGP name is provided to the SSA system. If the provided AGP name already exists in the system, the SSA will reject the create operation.

AGPs are used to manage constraints on delegation of access and administrative permissions as described in the following sections. One of the functions provided by the two trees in FIG. 6 is to manage access by entirely separate entities, such as two different applications, or two different computer users. For these purposes, it may be important for two access processes to be substantially independent of each other (ie, substantially no cross-talk), even if both occur simultaneously. This means that the permissions, as well as the creation of additional ACRs and AGPs in each tree, are not linked to or depend on those of the other trees. Therefore, when the SSA system is used in the memory 10, this allows the memory system 10 to simultaneously service multiple applications. In addition, this allows two applications to access two separate sets of data irrespective of each other (eg, a set of photos and a set of songs). This is shown in FIG. Accordingly, "key X" and "key Z" for the application or user accessing the nodes (ACRs) in the tree at the top of FIG. 6 may include photos. The data associated with "Key 5" and "Key Y" for the application or user accessing through the nodes (ACRs) of the tree at the bottom of FIG. 6 may include songs. The ACR that created the AGP has permission to delete the AGP only when there are no ACR entries.

SSA entry point for the entity: access control record (ACR)

The ACR in an SSA system describes how an entity is allowed to log in to the system. When an entity logs in to an SSA system, it needs to specify an ACR that corresponds to the authentication process it intends to perform. The ACR includes an admission control record (PCR) that illustrates the authorized tasks that a user can perform once authenticated as defined in the ACR shown in FIG. The host side entity provides all ACR data fields.

When the entity has successfully logged in to the ACR, the entity will be able to query for all partition and key access permissions and ACAM permissions (described below) of the ACR.

ACR ID

When the SSA system entity starts the login process, the system needs to specify the ACR ID (provided by the host when the ACR was created) corresponding to the login method, so that the SSA sets up the correct algorithm and ensures that all login requirements are The exact PCR will be selected when met. When an ACR is created, an ACR ID is provided to the SSA system.

Login / Authentication Algorithm

The authentication algorithm specifies what kind of login procedure will be used by the entity and what kind of credentials are needed to provide proof of the user's identity. The SSA system supports several standard login algorithms ranging from no procedure (and no credentials) and password based procedures or two-way authentication protocols based on symmetric or asymmetric cryptography.

Credentials

The entity's credentials correspond to the login algorithm and are used by the SSA to verify and authenticate the user. Examples of credentials may be a password / PIN-number for password authentication, an AES-key for AES authentication, and the like. The type / format of credentials (ie PIN, symmetric key, etc.) is defined and derived from the authentication mode, which is provided to the SSA system when the ACR is created. Except for PKI based authentication, where a device (e.g., flash card) can be used to generate an RSA or other types of key pairs and public keys can be exported for certificate generation, the SSA system described above. Credentials are not defined, distributed and managed.

Admission Control Record (PCR)

The PCR shows what is approved for the entity after logging in to the SSA system and successfully passing the ACR's authentication process. There are three types of permission categories: creation permissions for partitions and keys, access permissions for partitions and keys, and administrative permissions for entity-ACR attributes.

Access partitions

This section of the PCR contains a list of partitions (using their IDs provided in the SSA system) that an entity can access when successfully completing the ACR phase. For each partition the access type may be restricted to write or read, or may specify full write / access rights. Accordingly, in FIG. 5, ACR # 1 may access partition # 2 instead of partition # 1. The constraints specified in the PCR apply to SSA partitions and public partitions.

The public partition can be accessed by regular read and write commands, or by SSA commands, to the device (eg, flash card) hosting the SSA system. When a root ACR (described below) is created with permission to constrain the public partition, it can be passed on to its children. Preferably the ACR can only restrict regular read and write commands from accessing the public partition. ACRs in an SSA system can preferably be constrained only at their generation. Once the ACR has permission to read / write from / to the public partition, preferably the ACR cannot be removed.

Access key IDs

This section of the PCR contains data associated with the list of key IDs (provided by the host to the SSA system) that an entity can access when ACR policies have been met by the entity's login process. The specified key ID is associated with the file / files that reside in the partition appearing in the PCR. Because key IDs are not associated with logical addresses in a device (eg, flash card), when more than one partition is associated with a particular ACR, the files may be in one of the partitions. The key IDs specified in the PCR may each have a different set of access rights. Accessing the data indicated by the key IDs may be restricted to write or read station or may specify full write / read access rights.

ACR Property Management (ACAM)

This section describes in which cases the system attributes of an ACR can be changed.

The ACAM tasks that can be allowed in the SSA system are as follows.

1. Create / Delete / Update AGPs and ACR

2. Create / delete partitions and keys

3. Delegate access rights to keys and partitions

The father ACR preferably cannot edit ACAM permissions. This will preferably require the deletion and regeneration of the ACR. In addition, the access permission to the key ID generated by the ACR can preferably not be removed.

ACR may have the ability to create other ACRs and AGPs. Generating CRs may mean delegating some or all of the ACAM permissions owned by their creator to them. Having permission to create ACRs means having permission to the following operations.

1. Define and edit the child's credentials-the authentication method is preferably not editable once it is set by the generating ACR. Credentials can be changed within the boundaries of the authentication algorithm already defined for the child.

2. Delete the ACR.

3. Delegate permission to create to child ACR (accordingly has grandchildren).

An ACR with permissions to create other ACRs has permission to delegate unblock permissions to the ACRs it creates (though probably not having permission to unblock ACRs). The father ACR will place a reference to his unbloker in the child ACR.

A father ACR is the only ACR that has permission to delete its child ACR. When ACR deletes a low level ACR that you create, all ACRs produced by this low level ACR are also deleted automatically. When the ACR is deleted, all key IDs and partitions it creates are deleted.

There are two exceptions that allow the ACR to update its own record.

1. Although set by the creator ACR, passwords / PINs cannot be updated only by the ACR containing them.

2. The Root ACR may delete itself and the ACP in which it resides.

Delegate access rights to keys and partitions

ACRs and their AGPs are assembled to the root AGP and hierarchical trees within which the ACRs are at the top of the tree (eg, root AGPs 130, 132 in FIG. 6). There may be some AGP trees in the SSA system even though they are completely separated from each other. An ACR in an AGP may delegate access permissions to its keys to all ACRs in the same AGP in which this ACR resides, and to all ACRs created by them. The permission to generate the keys preferably includes permission to delegate access permissions to use the keys.

Authorizations to the keys are divided into three categories.

1. Access-This defines the access permissions for the key, ie read, write.

2. Ownership-The ACR that generated the key is, by definition, its owner. This ownership can be delegated from one ACR to another (if they are in the same AGP or child AGP). Ownership of a key gives the key permission to delete it as well as delegation permissions.

3. Delegation of Access-This permission allows ACR to delegate the rights owned by ACR.

The ACR can delegate access permissions to partitions it creates as well as other partitions that have access permissions to it.

Authorization delegation is done by adding the names and key IDs of the partitions to the PCR of the designated ACR. Delegating key access permissions may be by key ID or by stating that the access permission is for all generated keys of the ACR to which it is delegated.

Blocking and Unblocking of ACRs

ACR may have a blocking counter in the system that increments when the entity's ACR authentication process is unsuccessful. When a certain maximum number of unsuccessful authentications (MAX) has been reached, the ACR will be blocked by the SSA system.

The blocked ACR may be unblocked by another ACR, referenced by the blocked ACR. The reference to the blocking ACR is set by its constructor. * Unblocking ACR is preferably in the same AGP as the creator of the blocked ACR and has a "unblocking" permission.

No other ACR in the system can unblock the blocked ACR. ACR may be configured as a blocking counter, but without an unblocker ACR. In this case, if this ACR is blocked it cannot be unblocked.

Root AGP: Create Application Database

The SSA system is designed to handle multiple applications and separate their respective data. The tree structure of the AGP system is the main tool used to identify and isolate application-specific data. The root AGP is on top of the application SSA database tree and adheres to somewhat different behavior rules. Several root AGPs can be configured in the SSA system. Two root AGPs 130, 132 are shown in FIG. 6. Obviously fewer or more AGPs can be used and they are within the scope of this invention.

Enrolling in a device (eg flash card) for a new application and / or issuing credentials of new applications for the device is done through the process of adding a new AGP / ACR tree to the device.

The SSA system supports three different modes of root AGP generation (as well as all ACRs of the root AGP and their permissions).

1. Open: Any user or entity, or users / entities authenticated via system ACR (described below), can create a new root AGP without requiring any kind of authentication. Open mode allows the creation of root AGPs without any security measures, while all data transfers are done in the open channel (ie in the issuing country's security environment), system ACR authentication (ie, Over The Air) and post- Through a secure channel established through issuance procedures).

If system ACR is not configured (this is an optional feature) and the root AGP generation mode is set to open, only open channel selection can be used.

2. Controlled: Only entities authorized through the system ACR can create a new root AGP. The SSA system cannot be set to this mode unless system ACR is configured.

3. Locked: Creation of root AGPs is disabled and no additional root AGPs can be added to the system.

Two SSA commands control this feature (these commands can be used by any user / entity without authentication):

1. Method Configuration Command-Used to configure the SSA system to use any one of the three root AGP creation modes. Only the following mode changes are allowed: Open-> Controlled, Controlled-> Locked (ie if the SSA system is currently configured as Controlled, it can be changed to Locked). Only).

2. Method configuration lock command-Used to deactivate the method configuration command and permanently lock the currently selected method.

When a root AGP is created, this is a special initialization mode that allows the creation and configuration of its ACRs (using the same access constraints as applied to the creation of the root AGP). At the end of the root AGP configuration process, when the entity explicitly switches it to the mode of operation, existing ACRs can no longer be updated and additional ACRs can no longer be created.

Once the root AGP is placed in standard mode, the permission to delete the root AGP can only be deleted by logging into the system through one of its assigned ACRs. This is another exception to the root AGP, in addition to the special initialization mode, and is preferably the only AGP that can contain an ACR with permission to delete its own AGP, as opposed to AGPs at the next tree level.

The third and final difference between the root ACR and the standard ACR is that it is the only ACR in the system that can have permission to create and delete partitions.

SSA System ACR

System ACR can be used for the following two SSA operations.

1. Create ACR / AGP trees under the protection of secure channels in hostile environments.

2. Identify and authenticate the device hosting the SSA system.

It may be desirable to have only one system ACR in the SSA and once defined it is preferably unchangeable. There is no need for system authentication when creating a system ACR, only SSA commands. The system ACR generation feature can be deactivated (similar to the root AGP generation feature). After the system ACR is generated, the system ACR create command is preferably ineffective because only one system ACR is allowed.

While in the creation process, the system ACR does not work. When finished, a special command needs to be issued to indicate that the system ACR has been created and ready to start. Thereafter, the system ACR is preferably not updated or replaced.

System ACR creates root ACR / AGP in SSA. It has permission to add / change the root level until the time that the host is satisfied with it and blocks it. Root AGP blocking essentially disconnects from the system ACR and makes it tempor proof. Nothing can change / edit the root AGP and ACRs within it. This is done via an SSA command. Disabling the creation of root AGPs has a permanent effect and cannot be reversed. The above features involving the system ACR are shown in FIG. 7. System ACR is used to create three different root AGPs. At some time after they are created, the SSA command is executed by the SSA command to block root AGPs from the system ACR and thereby disable the root AGP creation feature, as indicated by the dotted lines connecting the system ACR to the root AGPs in FIG. Is sent from This allows three root AGPs to be tampered with. Three root AGPs can be used to create child AGPs to form three individual trees before or after the root AGPs are blocked.

The features described above provide great flexibility for content owners in constructing security products with content. Security products need to be "issued". Issuance is the process of installing verification keys that allow the device to verify the host and vice versa. Identifying the device (eg flash card) allows the host to determine if it can trust its secrets. Identifying a host, on the other hand, allows the device to enforce security policies (that accept and execute specific host commands) only if the host is allowed.

Products designed to service multiple applications will have several verification keys. The product may be "pre-issued"-keys stored during manufacture prior to shipment-or "post-issue"-new keys may be added after shipment. In the case of post-issue, the memory device (eg, memory card) needs to embed some kind of mask or device level keys that are being used to identify entities that are allowed to add applications to the device.

The features described above allow the product to be configured to enable / disable post publishing. In addition, post-issue configuration can be done securely after shipment. The device may be purchased as a retail product without any keys besides the master or device level keys described above, and then configured by the new owner to activate or deactivate additional post-issue applications.

Accordingly, the system ACR feature provides the ability to achieve the above goals:

Memory devices without system ACR will allow unlimited uncontrolled addition of applications.

Memory devices without system ACR can be configured to disable system ACR creation, which means that there is no way to control the addition of new applications (unless the feature of creating a new root AGP is also disabled).

Memory devices with system ACR will only allow controlled addition of applications via a secure channel to establish through an authentication procedure using system ACR credentials.

Memory devices with a system ACR may be configured to deactivate the application addition feature before or after the application is added.

List of key IDs

Key IDs are generated per specific ACR request, but in memory system 10, they are used solely by the SSA system. The following data is provided by or to the ACR that generates when the key ID is generated.

1. Key ID. The ID is provided by the entity through the host and is used to refer to the key and data that is encrypted or decrypted using the key in all subsequent read or write accesses.

2. Key cipher and data integrity modes (blocking, chaining, and hash modes as described above and below).

In addition to the attributes provided by the host, the following data is maintained by the SSA system.

1. Key ID owner. ID of the ACR that is the owner. When a key ID is generated and the creator ACR is its owner, however, key ID ownership can be passed on to another ACR. Preferably, only the key ID owner is allowed to transfer ownership of the key ID and delegate the key ID. Delegating access to an associated key, and revokeing these rights, can be managed by the key ID owner or some other ACR assigned delegation permissions. Whenever there is an attempt to exercise any of these actions, the SSA system will only approve the attempt if the requesting ACR is authorized.

2. CEK. This is a CEK with a key that is used to sipher the content associated with or pointed to by the key ID. The key value may be a 128 bit AES random key generated by the SSA system.

3. MAC and IV values. Dynamic information (message authentication codes and initialization vectors) used in chain block cipher (CBC) encryption algorithms.

Several features of the SSA are shown with reference to the flow charts in FIGS. 8A-16, with 'H' on the left side of the step meaning that the operation is performed by the host and 'C' means that the operation is performed by the card. While these SSA features are illustrated with reference to memory cards, it will be understood that these features also apply to other physical forms of memory devices. To generate a system ACR, the host issues a system ACR create command to the SSA in the memory device 10 (block 202). The device 10 responds by checking if a system ACR already exists (block 204, rhombus 206). If this already exists, device 10 returns a failure and terminates (square 208). If not present, memory 10 checks to see if system ACR generation is allowed (diamond 210) and returns a failure status if not allowed (block 212). Accordingly, there may be cases where the device issuer does not allow the generation of a system ACR, such as when the required security features are predetermined such that the device does not need any system ACR. If this is allowed, the device 10 returns an OK status and waits for system ACR credentials from the host (block 214). The host checks the SSA status and whether the device 10 has indicated that generation of the system ACR is allowed (block 216 and diamond 218). If creation is not allowed or the system ACR already exists, the host stops (square 220). If device 10 indicates that generation of a system ACR is allowed, the host issues an SSA command that defines its login credentials and sends it to device 10 (block 222). The device 10 updates the system ACR record with the received credentials and returns an OK status (block 224). In response to this status signal, the host issues an SSA command indicating that the system ACR is ready (block 226). The device 10 responds by locking this system ACR such that the system ACR cannot be updated or replaced (block 228). This locks the system ACR and its identity to the host to identify the device 10.

The procedure for creating new trees (new root AGPs and ACR) is determined by how these functions are configured on the device. 9 describes the procedures. Both host 24 and memory system 10 follow this. If adding a new root AGP is disabled together, new root AGPs cannot be added (diamond 246). If this is enabled but a system ACR is needed, the host establishes a secure channel (diamond 250, block 252) prior to authenticating through the system ACR and issuing a root AGP creation command (block 254). If system ACR is not needed (diamond 248), host 24 may issue a root AGP creation command without authentication and proceed to block 254. If a system ACR is present, the host can use it even if it is not needed (not shown in the flowchart). The device (e.g. flash card) will refuse any attempt to create a new root AGP if the feature is disabled and will reject any attempt to create a new root AGP without authentication if system ACR is required (diamonds 256 and 250). will be. The newly created AGP and ACR in block 254 are now switched to the operating mode so that ACRs in these AGPs can not be updated or changed, and no ACRs can be added to them (block 256). The system is then optionally locked so that additional root AGPs cannot be created (block 258). The dashed box 258 is a convention indicating that this step is an optional step. All boxes in dotted lines in the flow charts of the drawings of this application are optional steps. This allows the content owner to block the use of the device 10 for other illegal purposes that can simulate an authentic memory device with legitimate content.

In order to create ACRs (other than ACRs in the root AGP as described above), it may begin with any ACR with the right to create an ACR as shown in FIG. 10 (block 270). The entity may attempt to enter through the host 24 by providing an ACR with an entry point ACR identity and all necessary attributes that it wishes to create (block 272). The SSA checks for conformity with the ACR identity and whether the ACR with this identity has permission to create an ACR (diamond 274). If the request is verified to be authorized, the SSA in device 10 generates an ACR (block 276).

FIG. 11 shows two AGPs showing a tree useful in security applications using the method of FIG. 10. Accordingly, an ACR with identity m1 in marketing AGP has permission to create an ACR. The ACR m1 also has permission to use the key for reading and writing the data associated with the key ID "marketing information" and the data associated with the key ID "price list". Using the method of FIG. 10, there is permission to read-out a key for accessing price data associated with key ID "price list" but no read permission for the key required to access data associated with key ID "marketing information". Create a sales AGP with two ACRs, s1 and s2. In this way, entities with ACRs s 1 and s 2 can only read, cannot change price data, and cannot access marketing data. ACR m2, on the other hand, has no permission to create ACRs and has a read-out permission to keys associated with the key ID "price list" and to access data associated with the key ID "marketing information".

Accordingly, access rights can be delegated in the manner described above where m1 delegates to s1 and s2 the rights to read the price data. This is particularly useful when large marketing and sales groups are involved. However, if there are one or a few salespeople, it may not be necessary to use the method of FIG. Instead, as shown in FIG. 12, access rights may be delegated by the ACR to the lower or the same level in the same AGP. First, the entity enters the tree for this AGP by specifying the ACR in the tree through the host in the manner described above (block 280). The host will then specify the ACR and the authorities to delegate to it. The SSA checks whether the ACR has the tree (s) for this ACR and permission to delegate authority to another specified ACR (diamond 282). If so, the authorities are delegated (block 284), otherwise stop. The results are shown in FIG. In this case ACR m1 has permission to delegate read permission to ACR s1, so s1 may use the key to access price data after delegation. This can be done if m1 has the same or greater rights to access price data and permission to delegate as such. In one embodiment, m1 retains his access rights after delegation. Preferably, access rights may be delegated under restricted conditions such as limited time, limited number of accesses, and the like.

The process of generating the key and key ID is shown in FIG. The entity authenticates via ACR (block 302). The entity requests the creation of a key with the ID specified by the host (block 304). The SSA checks and knows whether the specified ACR has permission to do so (diamond 306). For example, if a key would be used to access data in a particular partition, the SSA would check to see if the ACR could access this partition. If the ACR is authorized, the memory device 10 generates a key value associated with the key ID provided by the host (block 308), the key ID to the ACR, and the key value to its memory (memory associated with the controller or memory 20). ), Assign rights and permissions according to the information supplied by the entity (block 310) and modify the PCR of this ACR with these assigned rights and permissions (block 312). Thus, the creator of the key has all available rights, such as read and write permissions, the authority to delegate and share with the ACR at a lower level or to other ACRs in the same AGP, and to transfer ownership of the key.

The ACR may change the permissions (or even exist) of another ACR in the SSA system as shown in FIG. 15. The entity may enter the tree via the ACR as before, in which case the entity is authenticated and then specifies the ACR (blocks 330, 332). This requests delegation from the target ACR or authorization at the target ACR (block 334). If the specified ACR or ACR active at this time has the authority to do so (diamond 336), the target ACR is deleted or the PCR of the target ACR is changed to delete this permission (block 338). If you do not have these privileges, the system stops.

After the process described above, the target will no longer have access to the data it could have had before the process. As shown in FIG. 16, the entity may attempt to enter the target ACR (block 350) and the authentication process fails because access rights are denied because the previously existing ACR ID is no longer in the SSA (diamond 352). To discover that. Assuming that the ACR ID has not been deleted, the entity specifies the ACR (block 354) and the key ID and / or data (block 356) in a particular partition, and then the SSA determines that the key ID or partition access request is in accordance with the PCR of this ACR. Check to see if it is allowed (diamond 358). If the permission is deleted or expired, the request is denied again. Otherwise, the request is granted (block 360).

The above process describes how access to protected data is managed by the device (e.g. flash card), regardless of whether the ACR and its PCR has been modified by another ACR or so configured to start. do.

Sessions

The SSA system is designed to handle multiple users logged in at the same time. When this feature is used, all commands received by the SSA are executed only if the ACR associated with the particular entity and used to authenticate this entity has permission for the requested operation.

Multiple entities are supported through the concept of sessions. The session is established during the authentication process and assigned a session-id by the SSA system. The session-id is internally associated with the ACR used to log in to the system and exported to the entity for use in all subsequent SSA commands.

The SSA system supports open and secure sessions as two types of sessions. The session type associated with a particular authentication process is defined in the ACR. The SSA system will conduct session establishment in a similar way to self-certification. Because ACR defines entity permissions, this mechanism allows system designers to initiate secure tunneling to access specific key IDs or to initiate specific ACR management operations (ie, create new ACRs and set credentials). To make it relevant.

Open session

An open session is a session that is verified with the session-id but without bus encryption, and all commands and data are delivered in the clear. This mode of operation is preferably used in a multi-user or multi-entity environment where the entities are not part of the threat model and are not eavesdropping on the bus.

Open session mode allows the SSA system to allow access only to information that is allowed for currently authenticated ACRs, although it does not protect the transmission of data and does not enable efficient firewall-walling between applications on the host side.

Open sessions may be used for cases where a partition or key needs to be protected. However, after the valid authentication process, access is granted to all entities on the host. In order to obtain the authorizations of an authenticated ACR, the only thing that multiple host applications need to share is the session-id. This is shown in Figure 17a. Steps above line 400 are those taken by host 24. After the entity is authenticated for ACR 1 (block 402), memory device 10 requests access to the file associated with key ID X (blocks 404, 406, 408). If the PCR of ACR 1 allows this access, device 10 approves the request (diamond 410). Otherwise, the system returns to block 402. After authentication is complete, the memory system 10 identifies the entity that issues the command only by the assigned session id (not by ACR credentials). In an open session, once ACR 1 has access to the data associated with the key IDs in its PCR, any other application or user can specify the exact session ID that is shared between different applications on the host 24. The same data can be accessed. This feature is advantageous in applications where it is easier for the user to log in only once and access all the data associated with the account where the login is performed for different applications. Accordingly, the cellular telephone user can access stored emails and listen to music stored in memory 20 without having to log in multiple times. On the other hand, data not included by ACR 1 will not be accessible. Accordingly, the same cell phone user may have valuable content such as games and photos that can be accessed through a separate account ACR 2. This is data that a user does not want other users who have borrowed his phone to access, even though the user may not care about accessing the data available through his first account ACR. Separating access to data into two separate accounts while allowing access to ACR 1 in an open session not only enables the protection of valuable data but also provides ease of use.

When the ACR is requesting an open session, to make the process of sharing the session-id between host applications much easier, one can explicitly request that the session be assigned a "zero" id. In this way, applications can be designed to use a predefined session-id. The only restriction is that, for obvious reasons, only one ACR requesting session 0 can be authenticated at a particular time. Attempts to authenticate another ACR requesting session 0 will be rejected.

Secure session

To add one layer of security, a session id may be used as shown in FIG. 17B. The memory 10 also stores session ids of active sessions. For example, in FIG. 17B, in order to be able to access the file associated with key ID X, an entity would need to provide a session id such as session id “A” before being allowed to access the file (block 404, 406, 412, 414). Thus, if the requesting entity does not know the correct session id, it cannot access the memory 10. Since the session id is deleted after the session ends and will be different for each session, the entity can only access it again if it could provide the session number.

The SSA system keeps track of whether commands actually come from the correct authorized entity by using the session number. In applications and use cases where there is a threat that an attacker will attempt to use an open channel to send malicious commands, the host application uses a secure session (secure channel).

When using a secure channel, the session-id, as well as the entire command, is encrypted with a secure channel encryption (session) key and the security level is as high as the host-side implementation.

End session

In any of the following scenarios, the session ends and the ACR is logged off.

1. Issue a clear session termination command.

2. Communication timeout. The particular entity issued no command for one period as one of the ACR parameters.

3. All open sessions are terminated after the device (eg flash card) resets and / or power cycles.

Data integrity services

The SSA system verifies the integrity of the SSA database (containing all ACRs, PCRs, etc.). In addition, data integrity services are provided for the entity data through the key ID mechanism.

If the key ID consists of a hash as its encryption algorithm, the hash values are stored with the CEK and IV in the CEK record. The hash values are calculated and stored during the write operation. The hash values are recalculated during the read operation and compared with the values stored during the previous write operations. Each time an entity accesses a key ID, additional data is concatenated (cryptographically) to the previous data and the updated appropriate hash value (for reading or for writing).

Since only the host knows the data files associated with or pointed to by the key ID, the host explicitly manages some aspects of the data integrity function in the following way:

1. Data files associated with or pointed to by the key ID are written or read from beginning to end. Any attempt to access parts of a file will be messed up because the SSA system uses the CBC encryption method and generates a hashed message digest of the entire data.

2. Since intermediate hash values are maintained by the SSA system, there is no need to process data in adjacent streams (data streams may be interleaved with data streams of other key IDs and may be split for multiple sessions). However, the entity will need to explicitly instruct the SSA system to reset the hash values if the data stream is restarted.

3. When the read operation is complete, the host explicitly requests the SSA system to validate the read hash by comparing it with the hash value computed during the write operation.

4. The SSA system also provides a "dummy read" operation. This feature will stream data through cryptographic engines but will not export it to the host. This feature can be used to verify data integrity before actually reading from the device (eg flash card).

Random number generation

The SSA system will allow external entities to use the internal random number generator and request random numbers to be used outside the SSA system. This service can be used by any host and does not require authentication.

Generate RSA Key Pair

The SSA system will allow external users to utilize the internal RSA key pair generation feature and request that the key pair be used outside the SSA system. This service can be used by any host and does not require authentication.

Alternative embodiments

Instead of using a hierarchical method, similar results can be achieved using the database method, as shown in FIG. 18.

As shown in FIG. 18, a list of credentials for entities, authentication methods, the maximum number of failed attempts, and the minimum number of credentials needed to unblock is stored in the controller 12 or the memory 20. It can be entered into a stored database, which relates these credential requirements to the policies (read, write access, secure channel requirements of keys and partitions) in the database performed by the controller 12 of the memory 10. . The database also stores restrictions and restrictions on access to keys and partitions. Accordingly, some entities (eg, system administrators) may be on a white list, which means that these entities can access all keys and parameters. Other entities may be on the black list and their attempts to access any information will be blocked. Restrictions may be global or may be key and / or partition specific. This means that only certain entities can access certain particular keys and partitions and some entities cannot. Regardless of the partition that contains the content, or the key used to encrypt or decrypt the content, restrictions may be placed on the content itself. Thus, certain data (e.g., songs) can be accessed only by the first five host devices that access them, or other data (e.g., movies) are limited in number regardless of which entities have access. It may have an attribute that can only be read for a while.

certification

. Password protection

. Password-protection means that a password needs to be presented to access the protected area. If this cannot be more than one password, the passwords may be associated with different permissions, such as read access or read / write access.

. Password protection means that the device (e.g., flash card) can verify the password provided by the host, i.e. allow the device to store the password in a secured memory area managed by the device.

Problems and limitations

. Passwords are subject to replay attacks. Since the password is not changed after each presentation, it can be sent back the same. This means that the current password should not be used if the data to be protected is valuable and the communication bus can be easily accessed.

. A password may protect access to stored data, but should not be used to protect data (not keys).

. To increase the level of security associated with passwords, they can be diversified using the master key, so that the hacker cannot crack the entire system. A session key based secure communication channel can be used to send the password.

19 is a flowchart illustrating authentication using a password. The entity sends the account id and password to the system 10 (e.g., flash memory card). The system checks to see if the password matches that in its memory. If there is a match, the authenticated status is returned. If not, an error counter is incremented for this account and the entity is asked to re-enter the account id and password. If the counter overflows, the system returns a status of denied access.

Symmetric key

Symmetric key algorithms mean that the same key is used on both sides for encryption and decryption. This means that the key has been previously agreed upon before communicating. In addition, each side has to implement the opposite algorithm to each other, that is, one side must implement the encryption algorithm and the other side must implement the decryption algorithm. Both sides do not need to implement both algorithms to communicate.

certification

. Symmetric key authentication means that the device (eg flash card) and host share the same key and have the same cryptographic algorithms (direct and reverse eg DES and DES-1).

. Symmetric key authentication means challenge-response (protection against replay attacks). The protected device generates an attempt on another device and both compute a response. The authenticating device sends back a response and the protected device checks the response and validates the authentication accordingly. The rights associated with the authentication can then be granted.

Certification is,

External: The device (eg flash card) authenticates the external world. That is, the device validates the credentials of the given host or application,

Mutual: Attempts are made at both sides,

Internal: The host application authenticates the device (eg flash card). That is, the host checks to see if the device is authentic for its application.

It may be.

In order to increase the security level of the whole system (i.e. breaking one does not break all),

. Symmetric keys are usually combined with diversification using master keys.

. Mutual authentication uses attempts from both sides to ensure that the attempt is an entity attempt.

encryption

Symmetric key cryptography is also used for encryption because it is a very efficient algorithm, that is, it does not require a powerful CPU to handle cryptography.

When used to secure a communication channel:

. Both devices need to know the session key used to secure the channel (ie encrypt all outgoing data and decrypt all incoming data). This session key is usually established using a previously shared secret symmetric key or using a PKI.

. Both devices must know and implement the same cryptographic algorithm signature.

Symmetric keys can also be used to sign data. In this case, the signature is a partial result of encryption. Maintaining the result in part allows you to sign as many times as needed without exposing the key value.

Problems and Limitations

Symmetric algorithms are very efficient and secure, but they are based on pre-shared secrets. The problem is to share this secret securely, dynamically and perhaps randomly (like a session key). The idea is that shared secrets are difficult to keep secure for long periods of time and are almost impossible to share with multiple people.

To facilitate this operation, public key algorithms have been invented because public keys allow them to be exchanged without sharing secrets.

Asymmetric Authentication Process

Symmetric key-based authentication eventually uses a series of data passing instructions that constitute a session key for secure channel communication. The default protocol authenticates the user with the SSA system. Protocol variants allow for two-factor authentication and mutual authentication, in which the user must verify the ACR they want to use.

SSA's asymmetric authentication protocols preferably use public key infrastructure (PKI) and RSA algorithms. As defined by these algorithms, each party in the authentication process is allowed to generate its own RSA key pair. Each pair consists of a public key and a private key. The PKI layer requires a third trusted side to sign each of the public keys. The public key of the trusted side is shared in advance between the parties that must authenticate each other and is used to verify the public keys of these parties. Once trust is established (two parties have determined that the public key provided by the other party can be trusted), the protocol continues to authenticate (verify that each party has a matching private key) and exchange keys. do. This can be done via the challenge response mechanism shown in FIGS. 22 and 23 described below.

The structure that embeds a signed public key is called a certificate. The trusted party that signed the certificate is called the Certificate Authority (CA). For the party to be authenticated, the party has a certificate that proves the authenticity of the RSA key pair and public key. The certificate is signed by a certificate authority that is trusted by other (certifying) parties. The authenticating party is expected to own the public key of its trusted CA.

SSA allows you to chain certificates. This means that the public key of the verified party may be signed by another CA (unlike that trusted by the verifying party). In this case, the verified party will provide, in addition to its own certificate, the certificate of the CA that signed its public key. If this second level certificate is still not trusted by another party (not signed by a trusted CA), a third level certificate can be provided. In this certificate chain algorithm, each party will have a complete list of certificates needed to authenticate its public key. This is shown in FIGS. 23 and 24. The credentials required for mutual authentication by this type of ACR are RSA key pairs of selected length.

SSA Certificate

SSA employs [X.509] version 3 digital certificates. [X.509] is a general purpose standard, and the SSA certificate profile described here further specifies and restricts the contents of the certificate's defined fields. A certificate profile also defines a trust hierarchy defined for management of certificate chains, validation of SSA certificates, and certificate revocation list (CRL) profiles.

The certificate is considered to be public information (as a public key inside) and is therefore not encrypted. However, it contains an RSA signature that verifies that the public key has not been tampered with, as well as all other information fields.

[X.509] defines that each field is formatted using the ASN.1 standard, which uses the DER format for data encoding.

SSA Certificate Overview

One embodiment of the SSA credential management architecture shown in FIGS. 20 and 21 provides an unlimited level of hierarchy for the host and three for the device although more than three or fewer hierarchy levels may be used for the device. It consists of a hierarchy of levels.

Host credential hierarchy

The device has two factors: the root CA certificate stored on the device (as an ACR credential stored at the time of creation of the ACR), and the certificate / certificate chain supplied by the entity attempting to access the device (for this particular ACR). Authenticate hosts based on

For each ACR, the host certificate authority acts as the root CA (this is the certificate that resides on the ACR credentials). For example, for one ACR the root CA may be a "host 1 CA (level 2) certificate" and for another ACR this may be a "host root CA certificate". For each ACR, every entity that holds a certificate signed by the root CA (or a certificate chain that connects the root CA to the end-entity certificate) must, if the ACR has a corresponding private key for the end-entity certificate. You can log in to ACR. As mentioned above, the certificates are public and not confidential.

The fact that all certificate holders (and corresponding private keys) issued by the root CA can log in to that ACR means that the authentication to that particular ACR is determined by the issuer of the root CA stored in the ACR credential. That is, the issuer of the root CA may be an entity managing the authentication method of the ACR.

Host root certificate

The root certificate is a trusted CA certificate used by the SSA to begin verifying the public key of the entity attempting to log in (to the host). This certificate is provided when the ACR is created as part of the ACR credentials. This is the root of trust in the PKI system and therefore is assumed to be provided by a trusted entity (sub ACR or manufacturing / configuration trusted environment). The SSA verifies this certificate using its public key to verify the certificate signature. The host root certificate is encrypted and stored in non-volatile memory (not shown in FIG. 1) along with the secret keys of the device that can only be accessed by the CPU 12 of FIG. 10.

Host certificate chain

There are certificates provided to the SSA during authentication. No recollection of the host certificate chain should be stored on the device after the chain has finished processing.

20 is a schematic diagram of a host certificate level hierarchy showing a number of different host certificate chains. As shown in FIG. 20, a host certificate may have many different certificate chains, of which only three are illustrated.

A1. A host root CA certificate 502, a host 1 CA (level 2) certificate 504, and a host certificate 506;

B1. A host root CA certificate 502, a host n CA (level 2) certificate 508, a host 1 CA (level 3) certificate 510, a host certificate 512;

C1. Host Root CA Certificate 502, Host n CA (Level 2) Certificate 508, and Host Certificate 514.

The three certificate chains A1, B1, C1 above show three possible host certificate chains that can be used to prove that the host's public key is authentic. With reference to certificate chain A1 in FIG. 10 and above, in the Host 1 CA (Level 2) certificate 504, the public key is signed by the private key of the host root CA in the host root CA certificate 502. (Ie, by encrypting the digest of the public key). The host public key in the host certificate 506 is then signed by the private key of the host 1 CA (level 2), where the public key is provided to the host 1 CA (level 2) certificate 504. Therefore, an entity with the public key of the host root CA will be able to verify the authenticity of certificate chain A1 above. As a first step, the entity uses the public key of the host root CA that it owns to decrypt the public key signed in the Host 1 CA (Level 2) certificate 504 sent to it by the host and decrypted the signed public key. Is compared with the digest of the public key unsigned in the Host 1 CA (Level 2) certificate 504 sent by the host. If they match, the public key of the host 1 CA (level 2) is authenticated, and the entity uses the host 1 CA (level 2) 's authenticated public key, and the host 1 CA ( Decrypt the public key of the host signed by the level 2 private key. If this decrypted signed value matches the value of the digest of the public key in the host certificate 506 sent by the host, the host's public key is also authenticated. Certificate chains B1, C1 can be used for authentication in a similar manner.

As noted from the above process involving chain A1, the first public key from the host that needs to be verified by the entity is not the host root CA certificate but the public key in the Host 1 CA (Level 2). Therefore, all hosts that need to be sent to the entity are the Host 1 CA (Level 2) certificate 504 and the Host certificate 506, so that the Host 1 CA (Level 2) certificate will be the first in the chain that needs to be sent. will be. As shown above, the sequence of certificate verification is as follows. In this case, the verification entity which is the memory device 10 first verifies the authenticity of the public key in the certificate 504 of the CA under the first certificate in this chain, in this case the root CA. After verifying that the public key is authentic to this certificate, the device 10 verifies the next certificate, in this case the host certificate 506. By the same token, a similar order of verification can be applied, where the certificate chain contains more than two certificates, starting with the certificate immediately below the root certificate and ending with the certificate of the entity to be authenticated.

Device certificate layer

The host authenticates the device based on two factors: the device root CA stored in the host and the certificate / certificate chain supplied to the host by the device (supplied to the device as a credential upon creation of the ACR). The process of authenticating a device by the host is similar to that for a device authenticating the host described above.

Device certificate chain

These are the certificates of the key pair of the ACR. These are provided to the card when the ACR is created. The SSA will store these credentials individually and provide them to the host, one during the authentication. SSA uses these credentials to authenticate with the host. The device can handle a chain of three certificates, although multiple certificates other than three can be used. The number of certificates may vary from ACR to ACR. This is determined when the ACR is created. The device can send certificate chains to the host, but it does not need to parse these certificate chains because it does not use certificate chain data.

21 is a schematic diagram illustrating a device certificate level hierarchy to illustrate 1 to n different certificate chains for devices using an SSA such as storage devices. The n different certificate chains shown in FIG. 21 are as follows.

A2. A device root CA certificate 520, a device 1 CA (manufacturer) certificate 522 and a device certificate 524;

B2. Device CA certificate 520, device n CA (manufacturer) certificate 526, and device certificate 528.

SSA devices can be manufactured by 1 to n different manufacturers, each of whom has its own device CA certificate. Therefore, the public key in the device certificate for a particular device will be signed by its manufacturer's private key, which is then signed by the device root CA's private key. The method of verifying the public key of the device is similar to the method in the case of the public key of the host described above. As in the case of verification of chain A1 described above for a host, it is not necessary to send the device root CA certificate, and in the chains that need to be sent, the first certificate is the device i CA (certificate) certificate, followed by the device certificate, i Is an integer of 1 to n.

In the embodiment shown in FIG. 21, the device will present the device i CA (manufacturer) certificate followed by its own device certificate as two certificates. The Device i CA (manufacturer) certificate is the manufacturer's certificate that manufactures such a device and provides the private key to sign the device's public key. When a device i CA (manufacturer) certificate is received by the host, the host will decrypt and verify the device i CA (manufacturer) public key using the public key of its own root CA. If this verification fails, the host will abort the process and notify the device that authentication failed. If authentication succeeds, the host sends a request to the device for the next certificate. The device will then send its device certificate to be verified by the host in a similar manner.

The verification processes described above are shown in more detail in FIGS. 22 and 23. In FIG. 22, an "SSM system" is a software module that implements the SSA system described herein as well as other functions described below. The SSM may be realized as software or computer code with a database stored in the memory 20 or a nonvolatile memory (not shown) in the CPU 12 and is read into the RAM 12a and executed by the CPU 12.

As shown in FIG. 22, there are three phases in the process by which SSM system 542 authenticates host system 540 to device 10. In the first public key verification phase, the host system 540 sends the host certificate chain to the SSM system 542 in an SSM command. SSM system 542 verifies the authenticity of host certificate 544 and host public key 546 using the root certificate authority public key located in host root certificate 548 in ACR 5550 (block 552). If an intermediate certificate authority is involved between the root certificate authority and the host, an intermediate certificate 549 is also used for verification at block 552. If the verification or process (block 5520) is successful, then the SSM system 542 proceeds to the second phase.

SSM system 542 generates a random number 554 and sends it to host system 540 as a challenge. The system 540 signs the random number 554 using the host system's private key 547 (block 556) and sends the signed random number in response to the attempt. The response is decrypted using the host public key 546 (block 558) and compared to random number 554 (block 560). If the decrypted response matches the random number 554, then the challenge response is successful.

In a third phase, random number 562 is encrypted using host public key 546. This random number 562 then becomes the session key. The host system 540 can obtain the session key by decrypting the encrypted number 562 from the SSM system 542 using its private key (block 564). By this session key, secure communication can be initiated between the host system 540 and the SSM system 542. FIG. 22 illustrates one-way asymmetric authentication where host system 540 is authenticated by SSM system 542 at device 10. FIG. 23 is a protocol diagram illustrating a two-way mutual authentication process similar to the one-way authentication protocol of FIG. 22, in which the SSM system 542 is authenticated by the host system 540.

24 illustrates a certificate chain 590 used to illustrate one embodiment of the invention. As mentioned above, the certificate chain that needs to be presented for verification may include multiple certificates. Accordingly, the certificate chain of FIG. 24 includes a total of nine certificates, all of which may need to be verified for the witness. As described above in the background, in existing systems for certificate validation, if an incomplete certificate chain is sent, or if a full certificate is sent, the certificates will be analyzed by the recipient until the entire group of certificates have been received and stored. It is not sent in any particular order as possible. This can present a problem because the number of certificates in the chain is not known in advance. Large amounts of storage may need to be reserved to store certificate chains of any length. This can be a problem for storage devices that perform verification.

One embodiment of the invention is based on the recognition that the problem can be mitigated by a system in which host devices send their certificate chain in the same order that the certificate chain will be verified by the storage device. Thus, as shown in FIG. 24, the chain of certificates 590 begins with certificate chain 590 (1), which is the certificate immediately below the host root certificate, and ends with certificate 590 (9), which is the host certificate. Therefore, device 10 first verifies the public key in certificate 590 (1) and then verifies the public key in certificate 590 (2), and so forth in the certificate 590 (9). Will do until. This then completes the verification process of the entire certificate chain 590. Accordingly, if the host device sends the certificate chain 590 to the memory device 10 in the same order in which the certificate chain is to be verified, the memory device 10 has to wait until a total of nine certificates are received in the chain 590. No need to start each certificate verification as received.

Accordingly, in one embodiment, the host device sends one certificate to the memory device 10 at a time in chain 590. After the certificate is verified, it can be overwritten by the next certificate sent by the host, except for the last certificate in the chain. In this way, the memory device 10 will need to reserve space for storing only a single certificate at any time.

The memory device will need to know when the entire chain 590 was received. Thus, preferably, the last certificate 590 (9) contains an indicator or indication that this is the last certificate in the chain. This feature is shown in FIG. 25, which is a table showing information in the control sector in front of the certificate buffer sent by the host to the memory device 10. As shown in Fig. 25, the control sector of certificate 590 (9) contains an argument name "'Last' flag". The memory device 10 may then verify that the certificate 590 (9) is the last certificate in the chain by checking whether the "last" flag is set to determine if the received certificate is the last certificate in the chain.

In alternative embodiments, the certificates in the chain 590 may be sent in groups of one, two, or three certificates, not one. Obviously, groups with different numbers of certificates, or the same number of certificates in groups may be used. Accordingly, the chain 590 includes five consecutive strings of certificates 591, 593, 595, 597, 599. Each of the strings contains at least one certificate. A sequence of certificates in a string contains a string containing all the certificates between the beginning and ending certificates, the certificate following the string before the current string in the chain, the certificate immediately following the string following the string in the chain (the end certificate). String. For example, string 593 contains all three certificates 590 (2), 590 (3), 590 (4). The five strings of certificates are verified by the memory device 10 in the order ending with 591, 593, 595, 597 and 599. Therefore, if five strings are sent and received in the same order as the verification performed by memory device 10, then the memory device will not need to store any of them after the strings have been verified, and all strings except the last string. They can be overwritten by the next string arriving from the host. As in the previous embodiment, it is desirable for the last certificate to contain an indicator in the chain, such as a flag that is set to a specific value to indicate that it is the last certificate in the chain. In this embodiment, the memory device would only need to reserve adequate space to store the largest number of credentials in five strings. Thus, if the host first notifies memory device 10 of the longest string, memory device 10 will need to reserve enough space for the longest string.

Preferably, the length of each certificate in the chain sent by the host is no more than four times the length of the public key proved by the certificate. Similarly, the length of a certificate sent by the memory device 10 to the host device to prove the public key of the memory device is preferably no more than four times the length of the certificate's certified public key.

The above-described embodiment for the verification of certificate chains is shown in the flowchart of FIG. 26, where for simplicity it is assumed that the number of certificates in each group is one. As shown in Fig. 26, the host sequentially sends certificates to the card in the chain. Starting with the first certificate in the chain (typically following the root certificate as described above). The card sequentially receives the certificate chain being authenticated from the host (block 602). The card then verifies each of the received certificates and stops the process if any of the certificates fail to verify. If any of the certificates fail verification, the card notifies the host (blocks 604, 606). The card will then detect whether the last certificate has been received and verified (diamond 608). If the last certificate has not been received and verified, the card returns to block 602 to continue receiving and verifying verifications from the host. If the last certificate has been received and verified, the card proceeds to the next phase after certificate verification (610). Although the features and subsequent figures in FIG. 26 refer to memory cards as examples, it will be appreciated that these features can also be applied to memory devices having physical forms other than a memory card.

The process performed by the host when the card is authenticating the host is shown in FIG. 27. As shown in FIG. 27, the host sends the next certificate in the chain to the card (block 620) (typically starting after the root certificate). The host then determines whether a break notification from the card has been received indicating diamond authentication failed (diamond 622). If a stop notification has been received, the host stops (block 624). If no interruption notification has been received, the host checks to see if the last certificate was sent in the chain by checking if the last certificate sent was set "last flag" (diamond 626). If the last certificate has been sent, the host proceeds to the next phase after certificate verification (block 628). As shown in Figures 22 and 23, the next phase may be a challenge response followed by session key generation. If the last certificate in the chain has not yet been sent, the host returns to block 620 to send the next certificate in the chain.

Actions taken by the card and host when the card is being authenticated are shown in FIGS. 28 and 29. As shown in FIG. 28, after initiation, the card waits for a request from the host to send a certificate to the chain (block 630, diamond 632). If no request is received from the host, the card will return to the rhombus 632. When a request is received from the host, the card will send the next certificate in the chain, starting with the first certificate to be sent (typically starting after the root certificate, block 634). The card determines if a failure notification has been received from the host (diamond 636). If a failure notification has been received, the card stops (block 637). If no failure notice is received, the card determines if the last certificate has been sent (diamond 638). If the last certificate has not been sent, the card returns to the rhombus 632 and waits for the next request from the host to send the next certificate in the chain. If the last certificate has been sent, the card proceeds to the next phase (block 639).

29 illustrates the actions taken by the host when the card is being authenticated. The host sends a request to the card for the next certificate in the chain, starting with the request for the first certificate to be sent (block 640). The host then verifies each certificate received, stops the process and notifies the card if the certificate fails (block 642). If the verification passes, the host checks to see if the last certificate has been received and successfully verified (diamond 644). If the last certificate has been received and not successfully verified, the host returns to block 640 to send a request for the next certificate in the chain. If the last certificate has been received and successfully verified, the host proceeds to the next phase after certificate verification (block 646).

Revocation of Certificate

When a certificate is issued, it is expected to be used for its entire validity period. However, various circumstances may cause the certificate to become invalid prior to the expiration of the validity period. Such circumstances include a change in name, a change in the association between the subject and the CA (eg, the employer terminates employment with the organization), and a compromise or suspected compromise of the corresponding private key. Under these circumstances, the CA needs to revoke the certificate.

SSA allows revocation of certificates in different ways, each ACR can be configured for a specific method for revocation of certificates. The ACR may be configured not to support the revocation method. In this case, each certificate is considered useful until its expiration date. Alternatively certificate revocation lists (CRLs) may be employed. As another alternative, the withdrawal method may be specific to a particular application or may be specific to the application, which will be described below. The ACR specifies which of the three revocation methods will be adopted by specifying the revocation value. If the ACR is created without a revocation method, it is possible to adopt a revocation method that can be activated by the ACR owner. Revocation of memory device certificates is enforced by the host and not by the SSA security system. The ACR owner must manage the revocation of the host root certificate, and the mechanism performed by this is done by updating the ACR's credentials.

Certificate Revocation List (CRL)

The SSA system uses a revocation method that involves each CA periodically issuing a signed data structure called a certificate revocation list (CRL). The CRL is a time stamped list identifying revoked certificates signed by a CA (the same CA that issued those certificates) and made freely available to the public. Each revoked certificate is identified in the CRL by its certificate serial number. The size of the CLR is arbitrary and depends on the number of non-expired certificates withdrawn. When a device uses a certificate (eg to verify the identity of a host), the device not only checks the certificate signature (and validity) but also verifies it against a list of serial numbers received via a CRL. If found in a CRL issued by the CA that issued the verification certificate, such as the serial number of the certificate, this indicates that the certificate has been revoked and is no longer valid.

In addition, the CRL will need to be verified as authentic in order for it to be used for purposes of validating certificates. CRLs are signed using the CA's private key that issued the CLR and can be verified authentic by decrypting the signed CLR using the CA's public key. If the decrypted CRL matches the digest of the unsigned CRL, this means that the CRL is unmodulated and authentic. CRLs are often hashed to obtain their digests using a hashing algorithm and the digests are encrypted by the CA's private key. To verify that the CRL is valid, the signed CRL (i.e., hashed and encrypted CRL) is decrypted using the CA's public key and decrypted and decrypted and hashed (ie, the digest of the CLR). This is then compared to the hashed CRL. As such, the verification process may frequently involve hashing a CRL for comparison with a decrypted and hashed CRL.

One of the features of the CRL method is that the validity of the certificate (relative to the CRL) can be performed separately from obtaining the CRL. In addition, CRLs are signed by the issuers of the relevant certificates and verified in a manner similar to that of the certificates, using the public keys of the CAs that issued the CRLs, in the manner described above. The memory device verifies that the signature is of a CRL and that the issuer of the CRL matches the issuer of the certificate. Another feature of the CRL method is that CRLs can be distributed by exactly the same means as the certificates themselves, ie via untrusted servers and untrusted communications. CRLs and their features are described in detail in the X.509 standard.

SSA Infrastructure for CRLs

SSA uses the CRL method to provide an infrastructure for revocation of hosts. When authenticating to an RSA-based ACR with the CRL revocation method, the host adds an additional field CRL (potentially-if no certificates are revoked by the issuer CA) to the Set Certification command. This field will contain a CRL signed by the issuer of the certificate. When this field is present, the memory device 10 first verifies the certificate in the certificate preparation command. Obtaining and accessing a CRL repository is entirely the host's obligation. CRLs are issued in periods in which they are valid (CRL expiration periods or CET). During verification, if the current time is found not to be within this period, the CRL is considered defective and cannot be used for certificate verification. The result is that authentication of the certificate fails.

In conventional certificate verification methods, the authenticating or verifying entity owns or retrieves certificate revocation lists from a Certificate Authority (CA) to determine a list of serial numbers of certificates presented for authentication to determine whether a given certificate has been revoked. It is expected to be able to check. If the authenticating or verifying entity is a memory device, the memory device may not have been used by itself to retrieve certificate lists from CAs. If a certificate revocation list has been previously stored on the device, this list may be updated so that the revoked certificates do not appear on the list after the installation date. This will allow users to access the storage device using the revoked certificate. This is not desirable.

The above problem may be solved in one embodiment by a system presenting a certificate revocation list with a certificate such that the entity that wishes to be authenticated is authenticated to an authentication entity, which may be the memory device 10. The authenticating entity then verifies the authenticity of the certificate and the received certificate revocation list. The authenticating entity checks whether the certificate is on the revocation list by checking whether the certificate, such as the serial number of the certificate, is on the list.

In view of the above, an asymmetric authentication method may be used for mutual authentication between the host device and the memory device 10. The host device wishing to be authenticated to the memory device 10 will need to provide both its certificate chain and corresponding CRLs. On the other hand, it was used to connect host devices to CAs to obtain CRLs, so when memory device 10 has to be authenticated by the host devices, the memory device may attach the CLRs together with the certificates or certificate chains of the hosts. There is no need to present to.

Recently, there has been an increasing number of different types of portable devices that can be used to operate content, such as different built-in or standalone music players, mp3 players, cell phones, PDAs, and notebook computers. have. While it is possible to connect such a device to the World Wide Web to access certificate validation lists from certificate authorities, many users typically do not connect to the web every day, for example every few weeks, to get new content or to subscribe. I will do so only to update them. Therefore, it can be cumbersome for these users to obtain certificate revocation lists from certificate authorities more frequently. For such users, a certificate revocation list and optionally a host certificate that may need to be presented to the storage device to access protected content may also be stored in a preferably unprotected area of the storage device itself. In many types of storage devices (eg flash memories), unprotected areas of the storage devices are managed by the host devices, not by the storage devices themselves. This eliminates the need for the user to connect to the web (via the host device) in order to obtain more recent certificate revocation lists. The host device may simply retrieve this information from the non-secure area of the storage device and bypass and present these credentials and lists to the storage or memory device to access the protected content on the storage device. Because certificates are typically valid for some periods of time to access protected content and their corresponding certificate revocation lists, users will not need to obtain the latest certificates or certificate revocation lists as long as they are still valid. The above feature allows users to conveniently access them for fairly long periods of time while both the certificate and the certificate revocation list are still valid, without having to contact a certificate authority for updated information.

The process described above is shown in flow charts in FIGS. 30 and 31. As shown in FIG. 30, the host 24 reads from the unsecured public area of the memory device 10 the CRL associated with the certificate that the host will present to the memory device for authentication (block 652). Since the CRL is stored in an unsecured area of memory, there is no need to authenticate before the CRL can be obtained by the host. Since the CRL is stored in the open area of the memory device, the reading of the CRL is controlled by the host device 24. The host then sends a CLR to the memory device with the certificate to be verified (block 654) and proceeds to the next phase if it does not receive a failure notification from the memory device 10 (block 656). Referring to Figure 31, the memory device receives a CRL and a certificate from the host (block 658) and checks whether the certificate serial number is in the CLR as well as in other respects (e.g., the CRL has expired) (block 660). If the certificate serial number is found in the CRL or fails for other reasons, the memory device sends a failure notification to the host (block 662). Accordingly, different hosts can obtain a CLR stored in the public area of the memory device because the same CRL can be used for authentication of different hosts. As mentioned above, the certificate to be verified using the CRL may be stored with the CLR, preferably in a secured area of the memory device 10, for the convenience of the user. However, the certificate can be used for authentication to the memory device for which the certificate is issued only by the host.

If the CRL contains time for the next update in its fields as shown in FIG. 32, the SSA in device 10 checks the current time against this time to see if the current time is after this time, If so, authentication fails. Accordingly, the SSA checks both the time for the next update as well as the CET for the current time (or for the time when the CRL is received by the memory device 10).

As mentioned above, if the CRL implies confirmation of a long list of revoked certificates, processing (e.g., hashing) the list against the serial number of the certificate presented by the host is a process and search in particular If done, it may take a long time. Thus, in order to accelerate the process, they may be performed simultaneously. Also, if the entire CRL needs to be received before being processed and searched, the process may be time consuming. Applicants have recognized that a process can be dispatched by them when the processing and search portions of a CRL are received (in operation), so that when the last portion of the CRL is received, the process will be nearly complete.

33 and 34 show the above features of the retraction methods. In an authentication entity (eg, a memory device such as a memory card), a certificate and a CRL are received from an entity that wishes to be authenticated (block 702). Parts of the unencrypted CRL are processed (eg hashed) and a search is performed on these parts at the same time for verification of the presented certificate (eg serial number). Processed (eg hashed) CRL portions are compiled into a hashed complete CRL, which is compared to a complete decrypted and hashed CRL formed by compiling CRL portions decrypted from portions received from an entity wishing to be authenticated. If the comparison indicates that there is no match in the comparison, authentication fails. The authenticating entity checks both the CET for the current time as well as the time for the next update (blocks 706, 708). Authentication fails if the verification of the presented certificate is found in the CLR, the current time is not within the CET, or the time for the next updated CRL has passed (block 710). In some implementations storing the hashed CRL portions and the decrypted hashed CRL portions for compilation may not require a large amount of memory space.

When an entity (eg, a host) wants to be authenticated, its certificate and CRL are sent to the authentication entity (block 722) and proceed to the next phase (block 724). This is shown in FIG. 34.

A process similar to that described above may be implemented if an entity presents a certificate chain for authentication. In this event, the process described above will need to be repeated with its corresponding CRL for each certificate in the chain. Each certificate and its CRLs can be processed when they are received without waiting for the receipt of the rest of the certificate chain and their corresponding CRLs.

Identity object (IDO)

The identity object is a protected object designed to allow memory device 10, such as a flash memory card, to store RSA key-pairs or other types of cryptographic IDs. The identity object contains any type of cryptographic ID that can be used to sign and verify identities and to encrypt and decrypt data. The identity object also contains a certificate from the CA (or certificate chain from multiple CAs) that proves that the public key is authentic in the key pair. The identity object may be used to provide evidence of the identity of an external entity or internal card entity (ie, the device itself, also known as the owner of the identity object, internal application, etc.). Therefore, the card does not use RSA key-pairs or other types of cryptographic IDs to authenticate the host via the challenge response mechanism, but rather as evidence of verification through the data stream signatures provided thereto. In order to access the cryptographic ID to the identity object, the host will first need to be authenticated. As described below, the authentication process is controlled by the ACR. After the host has been successfully authenticated, the cryptographic ID can be used by the identity object owner to establish the identity of the owner to another party. For example, a cryptographic ID (eg, a private key of a public-private key pair) can be used to sign data presented through the host by another party. Certificates on signed data and identity objects are presented to other parties on behalf of the identity object owner. The public key of the public-private key pair in the certificate is proved to be authentic by the CA (i.e., a trusted authority), so that other parties can trust that the public key is authentic. The other party can then decrypt the signed data using the public key in the certificate and compare the decrypted data with the data sent by the other party. If the decrypted data matches the data sent by the other party, this is a de facto entity that indicates that the owner of the identity object has access to the true private key and thus it is.

The second use of the identity object is to protect the data assigned to the owner of the IDO using a cryptographic ID, such as the RSA key itself. The data is expected to be encrypted using the IDO public key. Memory device 10, such as a memory card, will use the private key to decrypt the data.

IDOs are objects that can be created for any type of ACR. In one embodiment, an ACR may have only one IDO object. Both data signing and protection features are services that the SSA system provides to any entity that can authenticate to the ACR. The protection level of IDO is as high as the login authentication method of ACR. Any authentication algorithm can be selected for an ACR that will have an IDO. It is up to the constructor (host) to determine which algorithm can better protect IDO usage. An ACR with an IDO provides its certificate chain in response to a command to obtain an IDO public key.

When IDO is being used for data protection, decrypted data output from the card may require further protection. In this case, the host decides to use the secure channel established through any of the available authentication algorithms.

When generating an IDO, the key length is chosen as well as the PKCS # 1 version. In one embodiment, the public and private keys use the (exponential, modular) representation as defined in PKCS # 1 version 2.1.

In one embodiment, the data included during generation of the IDO is a chain of certificates that, recursively, prove the authenticity of the RSA key pair and the public key at a selected length.

The ACR owning the IDO will allow signing user data. This is done via two SSA commands.

. Set user data: Provides a free formatted data buffer to be signed.

. Get SSA signature. The card will provide an RSA signature (using an ACR private key). The format and size of the signature can be set according to PKCS # 1 version 1.5 or version 2.1, depending on the object type.

Operations using IDOs are shown in FIGS. 35-37, where memory device 10 is a flash memory card, and the card is the owner of IDO. 35 illustrates a process performed by a card in signing data sent to a host. Referring to Figure 35, after the host is authenticated (block 802) as controlled by the ACR at the node of the tree structure described above (block 802), the card waits for a host request for a certificate (diamond 804). After receiving the request, the card sends a certificate and returns to diamond 804 for the next host request (block 806). If a chain of certificates needs to be sent to prove the IDO's public key owned by the card, the above operations are repeated until all certificates in the chain have been sent to the host. After each certificate is sent to the host, the card waits for other commands from the host (diamond 808). If no command is received from the host within the predetermined time period, the card returns to the rhombus 804. Upon receiving data and commands from the host, the card checks to see if the command is for signing data (diamond 810). If the command is to sign data, the card signs the data with the private key to the IDO and then sends the data to be signed to the host (block 812) and returns to diamond 804. If the command from the host is not for signing data from the host, the card uses the private key in IDO to decrypt the received data (block 814) and returns to diamond 804.

36 illustrates a process performed by a host in signing a card for data to be sent to the host. Referring to FIG. 36, the host sends authentication information to the card (block 822). After successful authentication controlled by the ACR to the node of the tree structure described above, the host sends requests for the certificate chain to the card and receives the chain (block 824). After the card's public key is verified, the host sends data to the card for signing and receives data signed by the card's private key (block 826).

37 shows a process performed by the host when the host encrypts the data using the card's public key and sends the encrypted data to the card. Referring to FIG. 37, the host sends authentication information to the card (block 862). After the authentication controlled by the ACR is successfully performed, the host sends a request to the card for the certificate chain needed to verify the card's public key to the IDO (block 864), and sends requests for data to the card. After the card's public key is verified in IDO, the host encrypts the data from the card using the card's verified public key and sends it to the card (blocks 866, 868).

Views

Hosts and applications need to possess some information about the memory device or card they are working with in order to perform system operations. For example, hosts and applications may need to know which applications stored on the memory card are available for launching. The information needed by a host is often not public knowledge, which means that not everyone is authorized to own it. Thus, there is a need to provide two methods of lookups that can be used by the host to differentiate between authorized and unauthorized users.

General Information Lookup

This query provides system disclosure information without restrictions. Confidential information stored in memory devices includes two portions, a shared portion and a non-shared portion. One part of the confidential information may be proprietary to the individual entities and thus contain information that should be allowed for each entity to access only its own proprietary information, without being able to access the proprietary information of the other entities. This type of confidential information is not shared and forms a non-shared part of the confidential information.

Any information commonly thought to be disclosed may in some cases be considered confidential, such as the names of the applications residing on the card and their life cycle status. Another example of this may be the root ACR names, which are considered to be public but may be confidential in some SSA use cases. In these cases, the system will provide a choice to allow all authenticated users to continue using this information in response to the general information query, and not to unauthorized users. Such information constitutes a shared part of confidential information. An example of a shared portion of confidential information includes a root ACR list-a list of all root ACRs currently on the device.

Access to public information via general information lookup does not require the host / user to log in to the ACR. This allows anyone who is compliant with the SSA standard to execute and receive information. In SSA terms this inquiry command is treated without a session number. However, if access to the shared portion of confidential information by the entity is desired, the entity may first be authenticated via any of the control structures (eg, any of the ACRs) that control access to the data to the memory device. There is a need. After successful authentication, the entity will be able to access the shared part of the confidential information through a general information query. As described above, the authentication process will provide an SSA session number or id for access.

Discrete Information Query

Private information about individual ACRs and their system access and assets is considered discrete and requires explicit authentication. Therefore, this kind of inquiry requires ACR login and authentication (if authentication is specified by ACR) before being authenticated for the information inquiry. This query requires an SSA session number.

Before the two types of queries are described in detail, it will be useful to first describe the concept of index groups as a practical solution for implementing the queries.

Index groups

Applications running on potential SSA hosts are requested by the operating system (OS) and system drivers on the host to specify the number of sectors to read. This means that the host applications need to know how many sectors need to be read for every SSA read operation.

Because the nature of the lookup operations is to supply unknown information to the person requesting the information, there is a difficulty for the host application to issue a lookup and estimate the amount of sectors required for this operation.

To solve this problem, the SSA lookup output buffer consists of only one sector (512 bytes) per lookup request. Objects that are part of the output information are organized into what are called index groups. Each type of object may have a different byte size that takes into account the number of objects that can fit into a single sector. This defines the index group for this object. If the object had a size of 20 bytes, the index group for this object would contain up to 25 objects. If there were a total of 56 such objects, they would be organized into three index groups, where object '0' (the first object) would start the first index group, object '25' would start the second index group, and object 50 Will start the third and last index group.

System Lookup (General Information Lookup)

This query provides general public information about the supported SSA system in the device and the current system being set up like different trees and applications running on the device. Similar to the ACR query (discrete query) described below, the system query consists of several query choices:

. General-SSA Supported Versions.

. SSA Applications-A list of all SSA applications currently on the device, including their operational state.

The information listed above is public information. As in the ACR lookup, there is one sector sent back from the device while still allowing the host to look up additional index groups so that the host does not need to know how many sectors there must be to read to the lookup output buffer. will be. Thus, if the number of root ACRs exceeds the number of output buffer sizes for index group '0', the host may send another query request with the next index group '1'.

ACR inquiry (discrete information inquiry)

The SSA ACR Lookup command is for supplying ACR user with information about ACR system resources such as key and application IDs, partitions and child ACRs. The query information is only about the logged-in ACR and nothing about the other ACRs on the system tree. That is, access is limited to only the portion of confidential information that can be accessed under the permissions of the ACR involved.

There are three different ACR objects that the user can look up.

. Partitions-name and access rights (owner, read, write).

. Key IDs and Application IDs-Name and Access Rights (Owner, Read, Write)

. Child ACRs-ACR and AGP names of direct child ACRs.

. IDOs and secure data objects (described below)-name and access rights (owner, read, write)

Since the number of objects connected to the ACR varies, the information may be more than 512 bytes-one sector. Without knowing the number of objects in advance, there is no way for the user to know how many sectors need to be read from the SSA system in the device to get a full list. Thus, each entity list provided by the SSA system is divided into index groups, similar to the case of the system queries described above. The index group is the number of objects that fit into a sector, that is, how many objects can be sent from a SSA system in a device to a host in a sector. This causes the SSA system in the device to send a sector of the requested index group. The host / user will receive a buffer of objects queried, ie the number of objects in the buffer. Once the buffer is full, the user can query for the next object index group.

38 is a flowchart illustrating an operation involving general information inquiry. Referring to FIG. 38, when the SSA system receives a general information query from an entity (block 902), the system determines whether the entity is authenticated (diamond 904). If so, the system supplies the shared portion of the public and confidential information to the entity (block 906). If not, the system supplies only public information to the entity (block 908).

39 is a flowchart showing an operation involving a discrete information inquiry. Referring to FIG. 39, when the SSA system receives a discrete information query from an entity (block 922), the system determines whether the entity is authenticated (diamond 924). If so, the system supplies confidential information to the entity (block 926). If not, the system denies the entity access to the confidential information (block 928).

Feature Set Extension (FSE)

In many cases, it is very advantageous to execute data processing activities (eg, DRM license object justification) inside the SSA on the card. The resulting system will be more secure, more efficient, and less dependent on the host with respect to alternative solutions where all data processing tasks are executed on the host.

The SSA security system includes a set of authentication algorithms and authentication policies designed to control access to and use of a group of objects stored, managed, and protected by a memory card. Once the host becomes accessible, the host will perform processes on the data stored in the memory device, where access to the memory device is controlled by the SSA. However, it is assumed that data is inherently very application specific and therefore neither data format nor data processing is defined in the SSA which does not handle data stored on devices.

One embodiment of the invention is based on the recognition that an SSA system can be enhanced to allow hosts to execute on a memory card some of the functions normally performed by the hosts. Thus some of the software functions of the hosts can be divided into two parts, one part still being performed by the hosts and the other part now being performed by the card. This enhances the security and efficiency of data processing for many applications. For this purpose, a mechanism known as FSE can be added to enhance the capabilities of the SSA. Host applications in the FSE executed by the card in this way are also referred to herein as internal applications or device internal applications.

The enhanced SSA system provides a mechanism to extend the basic SSA instruction set, which provides card authentication and access control through the introduction of card applications. The card application is assumed to implement services (eg DRM methods, e-commerce) in addition to the services of the SSA. SSA Feature Set Extension (FSE) is a mechanism designed to enhance standard SSA security systems by proprietary data processing software / hardware modules. Services defined by the SSA FSE system allow host devices to query the card for available applications and to select and communicate with a particular application in addition to the information that can be obtained using the queries described above. The general and discrete queries described above can be used for this purpose.

Two methods are used to extend the card features set in the SSA FSE:

. Providing Services-This feature is activated by allowing authorized entities to communicate directly with internal applications using a command channel known as a proprietary communication pipe.

. Extensions of SSA Standard Access Control Policies—This feature is activated by associating internally protected data objects (eg, CEKs, secure data objects or SDOs described below) with internal card applications. Each time such an object is accessed, if the defined standard SSA policies are satisfied, the associated application is launched, thereby adding at least one condition in addition to the standard SSA policies. This condition will preferably not conflict with standard SSA policies. Access is granted only if this additional condition is also met. Before further discussing the capabilities of the FSE, the structural aspects of SFE as well as communication pipes and SDOs will now be described. SSM Module and Related Modules

40A is a functional block diagram of a system structure 1000 in a memory device 10 (such as a flash memory card) connected to a host device 24 to illustrate an embodiment of the invention. The main components of the software modules in the memory device of the card 20 are as follows.

SSA Transport Layer 1002

The SSA transport layer depends on the card protocol. It handles host side SSA requests (commands) on the protocol layer of card 10 and then passes them to the SSM API. All host-card synchronization and SSA command identification is done in this module. The transport layer handles all SSA data transfers between the host 24 and the card 10.

Security Service Module Core (SSM Core) (1004)

This module is an important part of the SSA implementation. The SSM core implements the SSA architecture. Specifically, the SSM core implements all the corresponding rules described above that make up the system with the SSA tree and ACR system. SSM core modules use cryptographic library 1012 to support SSA security and cryptographic features, such as encryption, decryption, and hashing.

SM Core API (1006)

This is the layer where the host and internal applications will interface with the SSM core to perform SSA operations. As shown in FIG. 40A, both host 24 and internal device applications 1010 will use the same API.

Security Application Manager Module (SAMM) (1008)

The SAMM is not a part of the SSA system, but an important module in the card that controls the internal device applications that interface with the SSA system.

SAMM manages all internal devices running running applications, including:

1. Monitor and control application life.

2. Initialize the application.

3. Application / Host / SSM Interface

Device Internal Application (1010)

These are applications authorized to operate on the card side. They are managed by SAMM and can access the SSA system. The SSM core also provides a communication pipe between host side applications and internal applications. Examples of such internal operation applications are DRM applications and one time password (OTP) applications as described below.

Device Management System (DMS) 1011

This is a module that, in post-release (commonly referred to as post-issue) mode, contains the processes and protocols needed to update the card's system and application firmware, as well as add / remove services.

40B is a functional block diagram of internal software modules of the SSM core 1004. As shown in FIG. 40B, core 1004 includes SSA command handler 1022. Handler 1022 parses SSA commands originating from the host or from device internal applications 1010 before these commands are passed to SSA manager 1024. All SSA security data structures, such as AGPs and ACRs, as well as all SSA rules and policies, are stored in the SSA database 1026. SSA manager 1024 implements the controls exercised by ACRs and AGPs and other control structures stored in database 1026. Other objects, such as IDOs and secure data objects, are also stored in the SSA database 1026. SSA manager 1024 implements the controls exercised by ACRs and AGPs and other control structures stored in database 1026. Non-secure operations that do not involve SSA are handled by the SSA non-secure operation module 1028. Security operations under the SSA structure are handled by the SSA secure operation module 1030. Module 1032 is an interface that connects module 1030 to cryptographic library 1012. 1034 is a layer connecting the modules 1026, 1028 to the flash memory 20 in FIG. 1.

Communication (or Pass-Through) Pipe

Pass-through pipe objects allow authorized host-side entities to communicate with internal applications, as controlled by the SSM core and SAMM. Data transfers between the host and internal applications are carried by the SEND and RECEIVE commands (defined below). The actual commands are application specific. The entity creating the pipe (ACR) will need to provide the pipe name and ID of the application to open the channel. As with all other protected objects, the ACR is the owner and is allowed to delegate permissions as well as ownership to other ACRs according to standard delegation rules and restrictions.

An authenticated entity will be allowed to create pipe objects if CREATE_PIPE permissions are set in its ACAM. Communication with the internal application will only be allowed if write or read pipe permissions are set in its PCR. Ownership and access delegation are only allowed if the pipe owner or delegation access rights are set in its PCR. When delegating ownership rights to other ACRs, as in all other permissions, the element owner will preferably lose all his permissions for this device application.

Preferably only one communication pipe is created for a particular application. Attempts to create a second pipe and connect it to an already connected application will preferably be rejected by the SSM system 1000. Accordingly, there is preferably a one-to-one relationship between one of the device internal applications 1010 and the communication pipe. However, multiple ACRs can communicate with one device internal application (via a delegation mechanism). A single ACR can communicate with several device applications (via delegation or ownership of multiple pipes connected to different applications). ACRs controlling different pipes are preferably located at nodes of completely separate trees, so there is no crosstalk between communication pipes.

Transferring data between the host and a particular application is done using the following commands.

. Write passthrough-will send a non-formatted data buffer from the host to the device internal application.

. Read Pass Through-Sends a non-formatted data buffer from the host to the device internal application, and once internal processing is performed, it will output the non-formatted data buffer back to the host.

Write and read pass through commands provide the parameter of the internal application 1008 with which the device hosts want to communicate. Entity permissions will be validated and the data buffer will be interpreted and the command executed if the requesting entity (ie the ACR hosting the session using this entity) has permission to use the pipe connected to the requested application.

This communication method allows the host application to pass vendor / proprietary-specific commands to the internal device application via the SSA ACR session channel.

Secure Data Objects (SDOs)

A useful object that can be employed with FSE is SDO.

SDO is used as a general purpose container for secure storage of sensitive information. Similar to CEK objects, it is owned by the ACR, and access rights and ownership can be delegated between ACRs. This is protected and used in accordance with predefined policy constraints, and optionally includes data with a link to the device internal application 1008. Sensitive data is preferably used or interpreted by the owner and users of the object, rather than being used or interpreted by the SSA system. That is, the SSA system does not discern information in the data handled by it. Thus, owners and users of data in an object may be less concerned about the loss of sensitive information due to the interface with the SSA system when data is passed between hosts and data objects. Therefore, SDO objects are created by the host system (or internal applications) and assigned a string ID similar to how SEKs are created. Upon creation, the host provides, in addition to its name, a block of data to be stored, integrity verified, and retrieved by the SSA and the application ID for the application linked to the SDO.

Similar to CEKs, SDO (s) are preferably created only within an SSA session. The ACR used to open the session becomes the owner of the SDO and deletes it, writes and reads sensitive data, as well as delegates ownership and permission to access the SDO to another ACR (its child or within the same AGP). Have permissions.

Write and read operations are reserved exclusively for the owner of the SDO. The write operation overwrites existing SDO object data with the provided data buffer. The read operation will retrieve the complete data record of the SDO.

SDO access operations are allowed for non-owner ACRs with appropriate access permissions. The following actions are defined.

. The SDO set, the application ID, is defined: the data will be processed by the internal SSA application with the application ID. The application is launched by associating with SDO. As an optional result, the application will write the SDO object.

. SDO Set, Application ID is null: This selection is not valid and will prompt for a illegal command error. The set command requires an internal application running on the card.

. SDO Get, Application ID is defined: The request will be processed by the device internal application with the Application ID. The application is launched by associating with SDO. Although not defined, output will be sent back to the requestor. The application will optionally read the SDO object.

. SDO Get, Application ID is pressed: This selection is not valid and will prompt you for a command error. The get command requires an internal application running on the card.

. Authorizations Related to SDOs: An ACR can be an SDO owner or only have access permissions (set, get or both). In addition, an ACR may be authorized to transfer its access rights to an unowned SDO, ie another ACR. The ACR may be specifically authorized to create SDO (s), and delegate access rights if it has ACAM permission.

Internal ACR

The inner ACR is similar to any ACR with a PCR, except that external entities in the device 10 cannot log in to this ACR. Instead, the SSA manager 1024 of FIG. 40B automatically logs in to the internal ACR when objects or applications associated with it are launched under its control. Since the entity attempting to gain access is the entity inside the card or memory device, there is no need to authenticate. SSA manager 1024 will simply pass the session key to internal ACR for internal communication.

The capabilities of the FSE will be illustrated using two examples of one time password generation and digital rights management. Before the one-time password generation example is described, the problem of two-factor authentication will be solved first.

OTP Example

Two-Factor Authentication (DFA)

DFA is an authentication protocol designed to enhance the security of personal logins, for example, on a web service server by adding an additional secret, or "second element," to standard user credentials (ie username and password). The second secret is typically something stored in a physical security token owned by the user. During the login process, the user needs to provide proof of ownership as part of the login credential. A commonly used method of proving ownership is to use a one-time password (OTP), a password that is used only for a single login, generated by and output from a security token. If the user can provide the correct OTP, this is considered sufficient proof of ownership of the token because it is not cryptographically feasible to calculate the OTP without the token. Since OTP only works for one login, the user must have a token when logging in because the use of the old password obtained from the previous login will no longer work.

The products described in the following sections are a plurality of "virtual" security tokens, each of which implements a flash memory card with these tokens generating a different set of passwords (which can be used to log in to different web sites). To do this, the SSA security data structure is used, as well as the FSE design for calculating the next password in the OTP series. A block diagram of this system is shown in FIG. 41.

The complete system 1050 includes a user 1056 having an authentication server 1052, an internet server 1054, and a token 1058. The first step is to agree on a secret (called seed provisioning) shared between the authentication server and the user. User 1056 will request the secret or seed issued and store it in security token 1058. The next step is to associate the published secret or seed with a particular web service server. Once this is done, authentication can be done. The user will tell the token to create an OTP. The OTP along with the username and password are sent to an internet server 1054. The Internet server 1054 sends an OTP to the authentication server 1052 requesting to verify the user's identity. The authentication server will also generate an OTP, which is generated from the secret shared with the token, so it must match the OTP generated from the token. If a match is found the user identity is verified and the authentication server will return a positive acknowledgment to the Internet server 1054 to complete the user login process.

The FSE implementation for OTP generation has the following features.

. OTP seeds are securely stored (encrypted) on the card.

. The password generation algorithm is executed inside the card.

. The device 10 may emulate those tokens in which each of the plurality of virtual tokens stores a different seed and may use different password generation algorithms.

. The device 10 provides a security protocol for receiving seeds from the authentication server to the device.

SSA features for OTP seed supply and OTP generation are shown in FIG. 42 where the solid line represents ownership or access rights and the dashed arrows represent associations or links. As shown in FIG. 42, in the SSA FSE system 1100, the software program code FSE 1102 may be accessed through one or more communication pipes 1104 controlled by each of the N application ACRs 1106. have. In the embodiments described below, only one FSE software application is shown, and for each FSE application, there is only one communication pipe. However, it will be appreciated that more than one FSE application may be used. Although only one communication pipe is shown in FIG. 42, it will be understood that multiple communication pipes may be used. All these variations are possible. 40A, 40B, and 42, the FSE 1102 may be an application used for providing OTP and may form a subset of the device internal applications 1010 of FIG. 40A. Control structures (ACRs 1101, 1103, 1106, 1110) are part of secure data structures in the SSA and are stored in the SSA database 1026. Data structures such as IDO 1120, SDO entities 1122, and communication pipe 1104 are also stored in SSA database 1026.

Referring to FIGS. 40A and 43B, operations related to security involving ACRs and data structures (eg, operations such as data transfer in sessions, and operations such as encryption, decryption, and hashing) may be performed using interface 1032 and With the help of the cryptographic library 1012, it is handled by the module 1030. SSM core API 1006 does not distinguish between operations involving ACRs (external ACRs) interacting with hosts and internal ACRs that do not, thus involving hosts for device internal applications 1010. It does not distinguish between operations that do. Therefore, the same control mechanism is used to control access by host-side entities and access by device internal applications 1010. This provides flexibility to partition data processing between host-side applications and device internal applications 1010. Internal applications 1010 (eg, FSE 1102 in FIG. 42) are associated with and activated through control of internal ACRs (eg, ACR 1103 in FIG. 42).

In addition, secure data structures such as ACRs and AGPs with associated SSA rules and policies preferably control access to sensitive information, such as content in SDOs or information that can be derived from the content, and thus external Or internal applications can only access this content or information in accordance with SSA rules and policies. For example, if two different users can launch individual of the device internal applications 1010 to process data, then internal ACRs located in separate hierarchical trees control access by the two users. Used, so there is no crosstalk between them. Thus, both users can access a common set of device internal applications 1010 for processing data without fear of losing control of the content or information on the side of the owners of the content or information in the SDOs. For example, access to SDOs that store data accessed by device internal applications 1010 may be controlled by ACRs located in separate hierarchical trees, so there is no crosstalk between them. This manner of control is similar to how the SSA controls access to the data described above. This provides content owners and users with security of the data stored in the data objects.

Referring to Fig. 42, a portion of software application code necessary for a host application related to OTP is stored in the memory device 10 as an application in the FSE 1102 (e.g., stored before or after issuing a memory card). Loaded). In order to execute this code, the host will first need to authenticate through one of the N authentication ACRs 1106, which is a positive integer, in order to be able to access the pipe 1104. In addition, the host will need to provide an application ID to identify the application associated with the OPT that it wishes to launch. After successful authentication, this code can be accessed for execution through the pipe 1104 associated with the application involved in the OTP. As mentioned above, there is preferably a one-to-one relationship between pipe 1104 and internal applications related to a particular application, such as OTP. As shown in FIG. 42, the plurality of ACRs 1106 may share control of the common pipe 1104. ACR may control more than one pipe.

Security data objects (SDO 1, SDO 2, SDO 3), collectively referred to as objects 1114, are shown in FIG. 42, each containing data such as a seed for OTP generation, which seed is valuable and desirable. Preferably encrypted. Links or associations 1108 between the three data objects and the FSE 1102 will cause the application to be launched on the FSE 1102 with the application ID in the attributes of the SDO when either of the objects is accessed. Illustrates the properties of objects in that they will be executed by the CPU 12 of the memory device without requiring the receipt of any other host commands (FIG. 1).

Referring to FIG. 42, before a user is in a position to start an OTP process, secure data structures (ACRs 1101, 1103, 1106, 1110) have already been created by their PCRs that control the OTP process. . The user will need to have access rights to launch the OTP device internal application 1102 via one of the authentication server ACRs 1106. In addition, the user will need to have access rights to the OTP to be created, via one of the N user ACRs 1110. SDOs 114 may be generated during the OTP seed supply process. The IDO 1116 is preferably already generated and controlled by the internal ACR 1103. In addition, the internal ACR 1103 controls them after the SDOs 1114 are generated. When SDOs 1114 are accessed, SSA manager 1024 automatically logs in to ACR 1103 in FIG. 40B. Inner ACR 1103 is associated with FSE 1102. SDOs 1114 may be associated with the FSE during the OTP seed supply process as shown by dashed lines 1108. After the association is established, when the SDOs are accessed by the host, the association 1108 will cause the FSE 1102 to be activated without further request from the host. Also, in FIG. 40B, the SSA manager 1024 will automatically log in to the ACR 1103 when the communication pipe 1104 is accessed through one of the N ACRs 1106. In both cases (access to SDO 1114 and pipe 1104), the SSA manager will pass the session number to the FSE 1102, which will identify the channel to the internal ACR 1103.

The OTP operation involves two phases, the seed supply phase shown in FIG. 43 and the OTP generation phase shown in FIG. 44. 40-42 will also be referred to for explanation. 43 is a protocol diagram illustrating the seed supply process. As shown in FIG. 43, various operations are taken by the host, such as the host 24 as well as the card. One entity on the card taking various tasks is the SSM system of FIGS. 40A and 40B that includes an SSM core 1004. Another entity on the card taking various actions is the FSE 1102 shown in FIG.

In two-factor authentication, the user requests that a seed be issued, and once the seed is issued, the seed is stored in the security token. In this example, the security token is a memory device or card. The user authenticates to one of the authentication ACRs 1106 in FIG. 42 to gain access to the SSM system (arrow 1122). If authentication is successful (arrow 1124), the user requests for seed (arrow 1126). The host sends a request to the card by selecting a particular application 1102 to sign the seed request. If the user does not know the specific application ID that needs to be launched, this information can be obtained from the device 10, for example through a discrete query to the device. The user then enters the application ID of the application to be launched, thereby selecting the communication pipe corresponding to the application. The user command is then sent through the corresponding communication pipe from the user to the application specified by the application ID (arrow 1128) as a pass through command. The launched application requests a signature by the public key in the specified IDO, such as IDO 1112 in FIG.

The SSM system signs the seed request using the IDO's public key and notifies the application that the signature is complete (arrow 1132). The launched application then requests a certificate chain of IDO (arrow 1134). In response, the SSM system provides a certificate chain of IDOs controlled by the ACR 1103 (arrow 1136). The launched application then presents a signed seed request and certificate chain of IDO via a communication pipe to the SSM system sending it to the host (arrow 1138). The sending of the signed seed request and IDO certificate chain through the communication pipe is by a callback function established between the SAMM 1008 and the SSM core 1004 of FIG. 40A, where the callback function will be described below.

The signed seed request and IDO certificate chain received by the host are then sent to the authentication server 1052 shown in FIG. The certificate chain provided by the card proved that the signed seed request originated from the trusted token and the authentication server 1052 would provide the secret seed to the card. Therefore, the authentication server 1052 sends a seed encrypted with the public key of the IDO to the host along with the user ACR information. The user information indicates which of the N user ACRs the user has rights to access the OTP to be created. The host supplies the application ID and thereby selects the communication pipe corresponding to the application to launch the OTP application to the FSE 1102 and send the user ACR information to the SSM system (arrow 1140). The encrypted seed and user ACR information is sent to the selected application via a communication pipe (arrow 1142). The launched application uses the IDO's private key to send a request to the SSM system for decryption of the seed (arrow 1144). The SSM system decrypts the seed and sends a notification to the application that decryption is complete (arrow 1146). The launched application then requests the creation of the secured data object and the storage of the seed in the secured data object. It also requests that the SDO be associated with the ID of the OTP application (which may be the same application making the request) to generate a one time password (arrow 1148). The SSM system creates one of the SDOs 1114, stores the seed inside the SDO, associates the SDO with the ID of the OTP application, and sends a notification to the application when complete (arrow 1150). The application then requests the SSM system to delegate access rights by the internal ACR 1103 to the appropriate user ACR based on the user information supplied by the host to access the SDO 1114 (arrow 1152). After delegation is complete, the SSM system notifies the application (arrow 1154). The application then sends the name of the SDO (slot ID) via a callback to the SSM system via the communication pipe (arrow 1156). The SSM system then sends the same to the host (arrow 1158). The host then associates the SDO's name with the user's ACR so that the user can now access the SDO.

The OTP generation process is now described with reference to the protocol diagram in FIG. To obtain a one time password, the user will log in to the user ACR to which he has access (arrow 1172). If authentication is successful, the SSM system notifies the host and the host sends a "get SDO" command to the SSM (arrows 1174, 1176). As mentioned above, the SDO that stores the seed was associated with the application to generate the OTP. Therefore, instead of selecting the application through the communication pipe as before, the OTP generating application is invoked by an association between the SDO and the OTP generating application (arrow 1178) accessed by the instruction at arrow 1176. The OTP generating application then requests the SSM system to read the content (ie, seed) from the SDO (arrow 1180). Preferably, the SSM does not know the information contained in the content of the SDO and will simply process the data in the SDO as indicated by the FSE. If the seed is encrypted, this may involve decrypting the seed before reading, as mandated by the FSE. The SSM system reads the seed from the SDO and provides the seed to the OTP generating application (arrow 1182). The OTP generating application then generates the OTP and provides it to the SSM system (arrow 1184). The OTP is then sent by the SSM to the host (arrow 1186) and the host then sends the OTP to the authentication server 1052 to complete the two-factor authentication process.

Callback function

The general callback function is set up between the SSM core 1004 and the SAMM 1008 of FIG. 40A. Such functionality may be registered in different device internal applications and communication pipes. This launches the device internal application, which can use this callback function to deliver data after processing to the SSM system through the same communication pipe that was used to deliver host commands to the application.

DRM System Embodiment

45 illustrates control structures 1101 ′ for controlling communications pipe 1104 ′, CEKs 1114 ′ with links 1108 ′ to FSE applications 1102 ′, and functions for implementing DRM functions. 1103 'and 1106' are functional block diagrams. As mentioned, the structure in FIG. 45 is a secure data structure now license server ACRs 1106 'and playback ACRs 1110' instead of authentication server ACRs and user ACRs, and SEKs 1114 instead of SDOs. Except for including '), the structure is very similar to that of FIG. In addition, IDO is not accompanied and thus is omitted in FIG. 45. CEKs 1114 'may be generated in a license provisioning process. Protocol Diagram FIG. 46 illustrates a process for license provision and content download, where a key is provided to a license object. As in the OTP embodiment, a user who wishes to obtain a license first needs one of the N ACRs 1106 'and one of the N ACRs 1110' so that the content can be rendered by a media player, such as a media player software application. You will need to get access rights.

As shown in FIG. 46, the host authenticates with license server ACR 1 1067 (arrow 1202). When authentication is successful (arrow 1204), the license server provides the license file to the host along with the CEK (key ID and key value). The host also selects the application to be launched by supplying the application ID to the SSM system on the card. The host also sends player information (eg, information about the media player software application) (arrow 1206). The player information will indicate which of the N playback ACRs 1110 'has access rights. The SSM system sends the license file and the CEK to the DRM application via the communication pipe corresponding to the selected application (arrow 1208). The launched application then asks the SSM system to write the license file to the hidden partition (arrow 1210). When the license file is written in this way, the SSM system notifies the application (arrow 1212). The DRM application then requests the CEK object 1114 'to be created and stores the key value from the license file therein. The DRM application also requests that the CEK object be associated with the ID of the DRM application that checks the licenses associated with the provided key (arrow 1214). The SSM system completes these tasks and notifies the application (arrow 1216). The application then requests that the read access rights to the CEK 1114 'be delegated to a playback ACR that the player has permission to access the content based on the player information sent by the host (arrow table 1218). The SSM system performs delegation and notifies the application (arrow 1220). The message that the storage of the license has been completed is sent by the application to the SSM system via a communication pipe and the SSM system sends it to the license server (arrows 1222, 1224). The callback function is used for this task through the communication pipe. Upon receiving this notification, the license server provides the content file encrypted with the key value to the CEK provided on the card. The encrypted content is stored by the host in the public card area. The storage of an encrypted content file does not involve security functions and therefore the SSM system is not involved in storage.

The playback operation is shown in FIG. The user authenticates with the host to the appropriate playback ACR (ie, the playback ACR to which read rights were delegated above at arrows 1152, 1154) (arrow 1242). If authentication is successful (arrow 1244), the user sends a request to read the content associated with the key ID (arrow 1246). Upon receiving the request, the SSM system will find that the DRM application ID is associated with the CEK object being accessed and will therefore cause the identified DRM application to be launched (arrow 1248). The DRM application requests the SSM system to read the data (ie license) associated with the key ID (arrow 1250). The SSM does not know the information in the data requested to be read and simply processes the request from the FSE to perform the data read process. The SSM system reads data (ie, licenses) from the hidden partition and provides the data to the DRM application (arrow 1252). The DRM application then interprets the data and checks the license information in the data to see if the license is valid. If the license is still valid, the DRM application will inform the SSM system that content decryption has been approved (arrow 1254). The SSM system then uses the key value in the CEK object to decrypt the requested content and supply the decrypted content to the host for playback (arrow 1256). If the license is no longer valid, the request for content access is rejected.

If no key is provided in the license file from the license server, the license supply and content download will be somewhat different from that shown in FIG. This different manner is shown in the protocol diagram of FIG. 48. The same steps between FIGS. 46 and 48 are denoted by the same reference numerals. Accordingly, the host and the SSM system are first involved in authentication (arrows 1202, 1204). The license server provides the license file and key ID to the host with no key value, and the host will send the same along with the application ID of the DRM application that it wants to launch on the SSM system. The host also sends player information together (arrow 1206 '). The SSM system then sends the license file and key ID to the selected DRM application via the communication pipe corresponding to the selected application (arrow 1208). The DRM application requests that the license file be written to the hidden partition (arrow 1210) (arrow 1210). When the license file is so written, the SSM system notifies the DRM application (arrow 1212). The DRM application then requests that the SSM system generate a key value, create a CEK object, store the key value therein and associate the CEK object with the ID of the DRM application (arrow 1214 '). After the request is compiled, the SSM system sends a notification to the DRM application (arrow 1216). The DRM application will then request the SSM system to delegate read access rights to the CEK object to the playback ACR based on player information from the host (arrow 1218). When this is done, the SSM system notifies the DRM application that it is (arrow 1220). The DRM application notifies the SSM system that the license has been stored, where the notification is sent through the communication pipe by the callback function (arrow 1222). This notification is sent by the SSM system to the license server (arrow 1224). The license server then sends a content file associated with the key ID to the SSM system (arrow 1226). The SSM system encrypts the content file with the key value identified by the key ID, without involving any applications. The content so encrypted and stored on the card can be played back using the protocol of FIG.

In the above OTP and DRM embodiments, the FSE 1102, 1102 ′ may contain many different OTP and DRM applications for selection by host devices. Users have the choice to select and launch the desired device internal application. Nevertheless, the overall relationship between the SSM module and the FSE remains the same, so users and data providers can use a standard set of protocols for interacting with the SSM module and for launching the FSE. Users and providers do not need to be involved in the specificities of many different device internal applications, which may be some proprietary.

In addition, the supply protocols may be different, as is the case in FIGS. 46 and 48. The license object contains the key value in the case of FIG. 46 but does not contain the key value in the case of FIG. This difference requires slightly different protocols as illustrated above. However, the playback in FIG. 47 is the same regardless of how the license was supplied. Therefore, this difference will not be important for content providers and distributors only and typically for consumers involved only in the playback phase. This structure thus provides great flexibility for content providers and distributors who customize protocols while still being easy to use by consumers. Obviously the information derived from the data supplied by the two or more sets of supply protocols can still be accessed using the second protocol.

Another advantage provided by the above embodiments is that users and external entities such as device internal applications can share the use of data controlled by the secure data structure while the user derives from the stored data by the device internal applications. You can only access the results. Thus, in an OTP embodiment, the user through the host devices can only obtain the OTP, not the seed value. In a DRM embodiment, through host devices, a user can only obtain rendered content and cannot access a license file or cryptographic key. This feature allows for convenience to consumers without compromising security.

In a DRM embodiment, neither device internal applications nor hosts have access to the cryptographic keys, only secure data may have such access. In other embodiments, in addition to the secure data structure, entities can also access cryptographic keys. In addition, the keys may be generated by device internal applications and then controlled by a secure data structure.

Access to device internal applications and information (eg, OTP and rendered content) is controlled by the same secure data structure. This reduces the complexity and costs to the control systems.

In an internal ACR that controls access to device internal applications, the ACR controlling access by hosts to information obtained from launching device internal applications, by providing the ability to delegate access rights, is characterized by Features and functions can be achieved.

Application specific revocation method

The access control protocol of the secure data structure may be modified when the device internal application is launched. For example, the certificate revocation protocol may be a standard protocol using CRL or a proprietary protocol. Accordingly, by invoking the FSE, the standard CRL revocation protocol can be replaced by the FSE proprietary protocol.

In addition to supporting the CRL withdrawal method, the SSA allows a particular internal-application residing on the device to withdraw hosts through a private communication channel between the device internal application and the CR or some other revocation authority. Internal application exclusive withdrawal methods are limited to host-application relationships.

When an application-specific revocation method is configured, the SSA system will reject a CRL (if provided), otherwise it will have previously passed through the certificate and proprietary application data (application-specific communication pipes) to determine whether a given attestation has been revoked. Will be used).

As mentioned above, the ACR specifies which of the three revocation methods (no withdrawal method, standard CRL method, and application specific withdrawal method) is adopted by specifying a withdrawal value. When an application-specific withdrawal method selection is selected, the ACR will specify an ID for the internal application ID in charge of the withdrawal method, and the value in the CET / APP_ID field will correspond to the internal application ID with the withdrawal method. When authenticating a device, the SSA system will adhere to the proprietary method of internal applications.

Instead of replacing one set of protocols with another, launching a device internal application may impose additional access conditions on the access control already exercised by the SSA. For example, the authority to access key values in the CEK can be further examined by the FSE. After the SSA system determines that the ACR has access rights to the key value, the FSE will be referenced before the access is granted. This feature enables great flexibility for content owners to control access to content.

Although the invention has been described with reference to various embodiments, it will be understood that changes and modifications may be made within the scope of the invention, which is defined only by the appended claims and equivalents thereof.

As mentioned above, the present invention is used to provide a memory system with multifunctional content control features.

Claims (24)

Storing information publicly and confidentially, and storing information from a memory device including a control structure that controls access to the confidential information by different authenticated entities such that access by the authenticated entity is restricted to only a portion of the confidential information. In the method for supplying, (a) detachably connecting the memory device to a host device; (b) the memory device supplying the public information in response to a general information inquiry sent by the individual entity of the entities from the host device; (c) in response to querying for discrete information sent by the respective authenticated entity of the entities from the host device, supplying only the portion of the confidential information that is allowed to access by the control structure to the authenticated entity; To Including, method. The method of claim 1, wherein the public information is supplied in step (a) whether or not the entity that sent the general information query is authenticated. The method of claim 1, wherein the confidential information includes a shared portion and a non-shared portion, wherein the shared portion is supplied only to each authenticated entity of the entities in step (a) and to the unauthorized ones of the entities. That's not how it is. 4. The method of claim 3, wherein the memory device stores software applications having lifetimes, and wherein the shared portion of confidential information includes names of software applications and their lifetimes. 4. The apparatus of claim 3, wherein the control structure includes at least one sub-control structure, each of which controls access to the shared portion of the confidential information by at least one authenticated entity, in response to the general information query. The shared portion supplied comprises a list of the at least one sub-control structure. 6. The apparatus of claim 5, wherein the at least one sub-control structure includes at least one root access control record, and wherein the shared portion supplied in response to the general information query comprises a list of the at least one root access control record. How to. 6. The method of claim 5, wherein the at least one sub-control structure includes at least one child sub-control structure, wherein the confidential information supplied in response to the discrete information query from an authenticated entity is named and partitions. Access rights, names and keys and access rights to software applications, at least one of at least one child sub-control structure, secure data objects, and identity (id entity) objects. 8. The method of claim 7, wherein the at least one sub-control structure includes at least one root access control record, and wherein the at least one child sub-control structure includes at least one child access control record and the at least one child access. And access control record groups comprising a control record. The method of claim 1, wherein the public information supplied in response to the general information query includes a list of software applications on the device and their execution states. The method of claim 1, wherein the public and confidential information is supplied to at least one group of information objects and one of the groups is sent in response to each query in a sequence of queries. The method of claim 10, wherein each group of information objects includes a maximum of 512 bytes. In a memory device, A controller for controlling the operation of the memory device; A non-volatile storage medium storing public and confidential information and a control structure for controlling access to the confidential information by different authenticated entities such that access by the authenticated entity is restricted to only a portion of the confidential information; In response to a general information inquiry by an entity, the controller supplies the public information; In response to querying the discrete information by an authenticated entity, the controller supplies only the portion of the confidential information that is allowed to such authenticated entity to access by the control structure; A housing surrounding the nonvolatile storage medium and the controller. Including a memory device. 13. The memory device of claim 12, wherein the controller supplies the public information regardless of whether the entity that sent the general information query is authenticated. The system of claim 12, wherein the confidential information includes a shared portion and a non-shared portion, wherein the controller supplies the shared portion only to individual authenticated entities of the entities and not to the unauthorized ones of the entities. Memory device. 15. The memory device of claim 14, wherein the shared portion of confidential information includes names of software applications and their life states. 15. The controller of claim 14, wherein the control structure includes at least one sub-control structure, each of which controls access to the portion of the confidential information by at least one authenticated entity, the controller in response to the general information query. The shared portion of the confidential information supplied by the memory device comprises a list of the at least one sub-control structure. 17. The apparatus of claim 16, wherein the at least one sub-control structure includes at least one root access control record, wherein the shared portion of the confidential information supplied in response to the general information query is the at least one root access control record. A memory device that contains a list of. 17. The system of claim 16, wherein the at least one sub-control structure includes at least one child sub-control structure, wherein the confidential information supplied by the controller in response to the querying of the discrete information from an authenticated entity includes names and partitions. Devices, at least one of names and keys and access rights to software applications, child sub-control structures, security data objects, and identity objects. 19. The apparatus of claim 18, wherein the at least one sub-control structure comprises at least one root access control record, wherein the at least one child sub-control structure comprises at least one child access control record and the at least one child access. A memory device comprising access control record groups comprising a control record. 13. The memory device of claim 12, wherein the public information supplied in response to the general information query includes a list of software applications on the device and their execution states. 13. The memory device of claim 12, wherein the public and confidential information is supplied by the controller in at least one group of information objects, one of the groups being sent in response to each inquiry in a sequence of inquiries. . The memory device of claim 21, wherein each group of information objects includes at most 512 bytes. The memory device of claim 12, wherein the device comprises a nonvolatile memory, and wherein the device is configured to be detachably connected to a host device. The memory device of claim 12, wherein the housing has a card shape.

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